-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uedr05oBsjaOFDS3cFNlZh3t/98XPigokBmG/bvu9dEJ5FX7Xamfo7iJKuBjy+6T ZYoxifqrA2idAd4tEPg2Qw== 0001127602-11-007133.txt : 20110223 0001127602-11-007133.hdr.sgml : 20110223 20110223185354 ACCESSION NUMBER: 0001127602-11-007133 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110207 FILED AS OF DATE: 20110223 DATE AS OF CHANGE: 20110223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Woodworth John K CENTRAL INDEX KEY: 0001377945 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 11633616 MAIL ADDRESS: STREET 1: 3M CENTER - OFFICE OF GENERAL COUNSEL CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER NAME: FORMER CONFORMED NAME: Woodward John K DATE OF NAME CHANGE: 20061011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 4/A 1 form4a.xml PRIMARY DOCUMENT X0303 4/A 2011-02-07 2011-02-09 0000066740 3M CO MMM 0001377945 Woodworth John K 3M CENTER ST. PAUL MN 55144-1000 1 VICE PRESIDENT CORP SC OPERTNS Common Stock 2011-02-07 4 A 0 2717.662 0 A 17118.662 D Common Stock 2011-02-07 4 F 0 914.662 89.47 D 16204 D Common Stock 2011-02-07 4 A 0 905.888 0 A 905.888 I By Corporation Common Stock 2011-02-07 4 F 0 31.25 89.47 D 874.638 I By Corporation On February 9, 2011, the reporting person reported the imminent delivery of a number of shares of 3M Common Stock earned as a result of the 2008 performance shares awarded to such person under the 3M Performance Unit Plan. The number of shares to be withheld from this delivery for the payment of withholding taxes was unknown. This amendment is being filed to update the Form 4 with the number of shares used for tax withholding, in addition to correcting the number of shares to be delivered. The amount reported on February 9, 2011 reflected a rounded whole number of shares, while the amount of shares actually earned includes a fractional share of stock. This updated Form 4 reflects the shares earned without rounding. On February 9, 2011, the reporting person reported the deferred receipt of a number of shares of 3M Common Stock earned as the result of the 2008 performance shares awarded to such person under the 3M Performance Unit Plan. The number of shares to be withheld for payment of FICA withholding taxes was unknown. This amendment is being filed to update the Form 4 with the number of shares used for FICA withholding. The amount reported on February 9, 2011 also reflected a rounded whole number of shares, while the amount actually earned includes a fractional share of stock. This updated Form 4 reflects the shares earned without rounding. Under the terms of the 3M Deferred Compensation Plan, the reporting person elected to defer receipt of these shares which become payable one year after the reporting person retires. There are no voting or investment powers with respect to these shares. George Ann Biros, attorney-in-fact for John K. Woodworth 2011-02-23 -----END PRIVACY-ENHANCED MESSAGE-----