-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wf77vl3/j1ElpT8SfTyi01HXR5cTHB1y81Ns4DTmajHtvSCrmzU1K7lwTyUwiHcx uFEeOuF4uC+x5tXqmyap3w== 0001127602-10-001883.txt : 20100120 0001127602-10-001883.hdr.sgml : 20100120 20100120164001 ACCESSION NUMBER: 0001127602-10-001883 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100120 DATE AS OF CHANGE: 20100120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH MARSCHALL CENTRAL INDEX KEY: 0001220974 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 10536616 MAIL ADDRESS: STREET 1: 3M COMPANY STREET 2: 3M CENTER, BLDG. 0220-11-W-02 CITY: ST PAUL STATE: MN ZIP: 551441000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 5 1 form5.xml PRIMARY DOCUMENT X0303 5 2009-12-31 0 0 0000066740 3M CO MMM 0001220974 SMITH MARSCHALL 3M CENTER ST. PAUL MN 55144-1000 1 VICE PRESIDENT LEGAL Common Stock 2009-12-31 5 J 0 1193 D 13035 D Common Stock 2009-12-31 5 J 0 11403 D 1632 D Common Stock 351 I 401k/Paesop Trust Restricted Stock Units 2009-12-31 5 J 0 1193 A Common Stock 1193 1193 D Restricted Stock Units 2009-12-31 5 J 0 11403 A Common Stock 11403 11403 D Due to reporting automation changes instituted by Issuer's stock plan vendor, the reporting person's restricted stock units will be reported on Table II going forward. This transaction indicates the number of restricted stock units that will be transferred to Table II. Each restricted stock unit represents a contingent right to receive one share of 3M common stock. Includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan. The terms of the initial award (3,577 restricted stock units) provided for vesting in three equal annual installments on the anniversary of the grant date (7/16/2007). The restricted stock units will vest 100% three years from the grant date (2/9/2009). George Ann Biros, attorney-in-fact for Marschall Smith 2010-01-20 -----END PRIVACY-ENHANCED MESSAGE-----