-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jg+ci0XS8uHL6OnmYQqi9bQjIz0/YPvrFUpfAf16K+rlVd9vxg9e8PBqDte/cdjl Bxp6wv0psyXynEluhyS5qQ== 0001127602-10-001632.txt : 20100115 0001127602-10-001632.hdr.sgml : 20100115 20100115151459 ACCESSION NUMBER: 0001127602-10-001632 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100115 DATE AS OF CHANGE: 20100115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUCKLEY GEORGE W CENTRAL INDEX KEY: 0001215821 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 10530163 MAIL ADDRESS: STREET 1: C/O 3M COMPANY STREET 2: 3M CENTER, BLDG. 220 CITY: ST PAUL STATE: MN ZIP: 551441000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 5 1 form5.xml PRIMARY DOCUMENT X0303 5 2009-12-31 0 0 0000066740 3M CO MMM 0001215821 BUCKLEY GEORGE W 3M CENTER ST. PAUL MN 55144-1000 1 1 CHAIRMAN OF THE BOARD & CEO Common Stock 2009-12-31 5 J 0 219889 D 42832 D Common Stock 592 I By 401k/paesop Trust Restricted Stock Units 2009-12-31 5 J 0 132808 A Common Stock 132808 132808 D Restricted Stock Units 2009-12-31 5 J 0 10755 A Common Stock 10755 10755 D Restricted Stock Units 2009-12-31 5 J 0 72261 A Common Stock 72261 72261 D Restricted Stock Units 2009-12-31 5 J 0 4065 A Common Stock 4065 4065 D Due to reporting automation changes instituted by Issuer's stock plan vendor, the reporting person's restricted stock units will be reported on Table II going forward. This transaction indicates the number of restricted stock units that will be transferred to Table II. Each restricted stock unit represents a contingent right to receive one share of 3M common stock. Includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan. The terms of the initial award (157,808 restricted stock units) provided for vesting as follows: 25,000 restricted stock units on 12/31/2006 and 132,808 on 12/6/2010. The terms of the initial award (50,000 restricted stock units) provided for vesting in five equal annual installments on the anniversary of the grant date, 12/6/2005. The restricted stock units will vest 100% three years from the grant date (2/9/2009). The terms of the initial award (5,420 restricted stock units) provided for vesting in four equal installments commencing 12/31/2009. George Ann Biros, attorney-in-fact for George W. Buckley 2010-01-15 -----END PRIVACY-ENHANCED MESSAGE-----