-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B06FiJXemFOLt6TRJiOywyciihEgtxau8cdHZpIpKf4CqS0lz3lDGU+qENTFY6IW XNdpWrxYYPbeZ5Xo2TWI0g== 0001127602-10-001628.txt : 20100115 0001127602-10-001628.hdr.sgml : 20100115 20100115145539 ACCESSION NUMBER: 0001127602-10-001628 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100115 DATE AS OF CHANGE: 20100115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SAUER BRAD T CENTRAL INDEX KEY: 0001205397 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 10530087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 5 1 form5.xml PRIMARY DOCUMENT X0303 5 2009-12-31 0 0 0000066740 3M CO MMM 0001205397 SAUER BRAD T 3M CENTER ST. PAUL MN 55144-1000 1 EXEC VP HEALTH CARE Common Stock 2009-11-03 5 G 0 240 0 D 53442 D Common Stock 2009-12-31 5 J 0 25481 D 27961 D Common Stock 2009-12-31 5 J 0 12937 D 15024 D Common Stock 1396 I By 401k/paesop Trust Restricted Stock Units 2009-12-31 5 J 0 25481 A Common Stock 25481 25481 D Restricted Stock Units 2009-12-31 5 J 0 12937 A Common Stock 12937 12937 D Due to reporting automation changes instituted by Issuer's stock plan vendor, the reporting person's restricted stock units will be reported on Table II going forward. This transaction indicates the number of restricted stock units that will be transferred to Table II. Each restricted stock unit represents a contingent right to receive one share of 3M common stock. Includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan. The restricted stock units will vest 100% three years from the grant date (3/3/2008). The restricted stock units will vest 100% three years from the grant date (2/9/2009). George Ann Biros, attorney-in-fact for Brad T. Sauer 2010-01-15 -----END PRIVACY-ENHANCED MESSAGE-----