-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QCNt1p0V35jKCh/Ke+bHejE8RhveOf8wHXsIdEK/Fxx9s3um/P2xe0KHtIbjrYRK 1U56XJYkwHYKyUq3/7nj3g== 0001127602-10-001443.txt : 20100112 0001127602-10-001443.hdr.sgml : 20100112 20100112165956 ACCESSION NUMBER: 0001127602-10-001443 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100112 DATE AS OF CHANGE: 20100112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harlan Joe E CENTRAL INDEX KEY: 0001304956 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 10523193 MAIL ADDRESS: STREET 1: 3M CENTER CITY: ST. PAUL STATE: MN ZIP: 55144 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 5 1 form5.xml PRIMARY DOCUMENT X0303 5 2009-12-31 0 0 0000066740 3M CO MMM 0001304956 Harlan Joe E 3M CENTER ST. PAUL MN 55144-1000 1 EXEC VP ELECTRO & COMMUN Common Stock 2009-12-10 5 G 0 130 0 D 45947 D Common Stock 2009-12-18 5 G 0 155 0 D 45792 D Common Stock 2009-12-31 5 J 0 12937 D 32855 D Common Stock 2009-12-31 5 J 0 25481 D 7374 D Common Stock 1070 I By 401k/paesop Trust Restricted Stock Units 2009-12-31 5 J 0 12937 A Common Stock 12937 12937 D Restricted Stock Units 2009-12-31 5 J 0 25481 A Common Stock 25481 25481 D Due to reporting automation changes instituted by Issuer's stock plan vendor, the reporting person's restricted stock units will be reported on Table II going forward. This transaction indicates the number of restricted stock units that will be transferred to Table II. Each restricted stock unit represents a contingent right to receive one share of 3M common stock. Includes shares acquired under 3M's General Employee Stock Purchase Plan; includes shares acquired under 3M's Dividend Reinvestment Program. The restricted stock units will vest 100% three years from the grant date (2/9/2009) The restricted stock units will vest 100% three years from the grant date (3/3/2008). George Ann Biros, attorney-in-fact for Joe E. Harlan 2010-01-12 -----END PRIVACY-ENHANCED MESSAGE-----