-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tq+nakyKQgZHVaNMMYpTSx8Pg4/NnNkMTXOX75p4npL2/mA1a2c5Zk2PvK9zhVJV 0mjGfiEE3qEcfmks3HBhJg== 0001127602-10-000770.txt : 20100106 0001127602-10-000770.hdr.sgml : 20100106 20100106103006 ACCESSION NUMBER: 0001127602-10-000770 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100101 FILED AS OF DATE: 20100106 DATE AS OF CHANGE: 20100106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lacey Roger HD CENTRAL INDEX KEY: 0001469238 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 10510114 MAIL ADDRESS: STREET 1: 10900 RED CIRCLE DRIVE CITY: MINNETONKA STATE: MN ZIP: 55343 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 3 1 form3.xml PRIMARY DOCUMENT X0203 3 2010-01-01 0 0000066740 3M CO MMM 0001469238 Lacey Roger HD 3M CENTER ST. PAUL MN 55144-1000 1 Senior Vice President Common Stock 22222 D Common Stock 290 I By 401k/paesop Trust Restricted Stock Units 0 Common Stock 3279.346 D Incentive Stock Option (Right to Buy) 43.35 2001-05-09 2010-05-07 Common Stock 1780 D Incentive Stock Option (Right to Buy) 58.625 2002-05-08 2011-05-06 Common Stock 1704 D Non-qualified Stock Option (Right to Buy) 83.95 2004-10-19 2011-05-06 Common Stock 1593 D Non-qualified Stock Option (Right to Buy) 84.40 2005-05-12 2014-05-09 Common Stock 23339 D Non-qualified Stock Option (Right to Buy) 86.50 2005-08-09 2013-05-13 Common Stock 4930 D Non-qualified Stock Option (Right to Buy) 80.05 2005-08-10 2014-08-08 Common Stock 3334 D Non-qualified Stock Option (Right to Buy) 86.50 2005-09-08 2011-05-06 Common Stock 14329 D Non-qualified Stock Option (Right to Buy) 76.80 2006-05-10 2015-05-08 Common Stock 17043 D Non-qualified Stock Option (Right to Buy) 80.65 2006-10-11 2013-05-13 Common Stock 14113 D Non-qualified Stock Option (Right to Buy) 87.35 2007-05-09 2016-05-09 Common Stock 17693 D Non-qualified Stock Option (Right to Buy) 90.35 2008-01-26 2010-05-07 Common Stock 5225 D Non-qualified Stock Option (Right to Buy) 90.35 2008-01-26 2012-05-14 Common Stock 19476 D Non-qualified Stock Option (Right to Buy) 90.35 2008-01-26 2013-05-13 Common Stock 203 D Non-qualified Stock Option (Right to Buy) 90.35 2008-01-26 2014-05-09 Common Stock 6154 D Non-qualified Stock Option (Right to Buy) 84.78 2008-05-08 2017-05-08 Common Stock 12068 D Non-qualified Stock Option (Right to Buy) 77.18 2009-05-13 2018-05-13 Common Stock 13164 D Non-qualified Stock Option (Right to Buy) 54.11 2010-02-09 2019-02-08 Common Stock 16192 D The restricted stock units will vest 100% three years from the grant date (2/9/2009). Each restricted stock unit represents a contingent right to receive one share of 3M common stock. This option vests in three equal annual installments beginning one year from the grant date (5/8/2007). This option vests in three equal annual installments beginning one year from the grant date (5/13/2008). This option vests in three equal annual installments beginning one year from the grant date (2/9/2009). George Ann Biros, attorney-in-fact for Roger H.D. Lacey 2010-01-06 -----END PRIVACY-ENHANCED MESSAGE-----