-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sew4pYWZVIuwv7e8GKiQaeooP7NdzSNdMtDKf5oWJxFHQPuBHBkSkIhYAmC4VdgD v5JweyjVvo2g5VkSAsCjAA== 0000897101-04-000554.txt : 20040319 0000897101-04-000554.hdr.sgml : 20040319 20040319185349 ACCESSION NUMBER: 0000897101-04-000554 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040317 FILED AS OF DATE: 20040319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POWELL DAVID W CENTRAL INDEX KEY: 0001197746 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 04681038 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BUILDING 0220-14W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: CONVERTED PAPER & PAPERBOARD PRODS (NO CONTAINERS/BOXES) [2670] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 4 1 mmm041495powell_4ex.xml X0201 4 2004-03-17 0 0000066740 3M CO MMM 0001197746 POWELL DAVID W 3M CENTER ST PAUL MN 55144-1000 0 1 0 0 Vice President Marketing Common Stock 2004-03-17 4 M 0 30324 58.6250 A 74921 D Common Stock 2004-03-17 4 F 0 22417 79.3 D 52504 D Common Stock 2004-03-17 4 F 0 2585 79.3 D 49919 D Common Stock 2004-03-17 4 M 0 19016 47.5 A 68935 D Common Stock 2004-03-17 4 F 0 11390 79.3 D 57545 D Common Stock 2004-03-17 4 F 0 2493 79.30 D 55052 D Common Stock 2004-03-17 4 M 0 6060 48.25 A 61112 D Common Stock 2004-03-17 4 F 0 3687 79.3 D 57425 D Common Stock 2004-03-17 4 F 0 775 79.3 D 56650 D Common Stock 2004-03-17 4 M 0 4788 48.225 A 61438 D Common Stock 2004-03-17 4 F 0 2911 79.3 D 58527 D Common Stock 2004-03-17 4 F 0 613 79.3 D 57914 D Common Stock 2004-03-17 4 M 0 3946 48.25 A 61860 D Common Stock 2004-03-17 4 F 0 2400 79.3 D 59460 D Common Stock 2004-03-17 4 F 0 505 79.3 D 58955 D Common Stock 2004-03-17 4 M 0 904 46.6750 A 59859 D Common Stock 2004-03-17 4 F 0 532 79.3 D 59327 D Common Stock 2004-03-17 4 F 0 121 79.3 D 59206 D Common Stock 2004-03-17 4 F 0 2024 79.3 D 2024 I by 401k/PAESOP Non-Qualified Stock Option (right to buy) 47.5 2004-03-17 4 M 0 19016 0.00 D 2000-05-11 2009-05-10 Common Stock 19016 0 D Non-Qualified Stock Option (right to buy) 48.225 2004-03-17 4 M 0 4788 0.00 D 2000-05-10 2005-05-06 Common Stock 4788 0 D Non-Qualified Stock Option (right to buy) 48.25 2004-03-17 4 M 0 3946 0.00 D 2000-05-10 2004-05-07 Common Stock 3946 0 D Non-Qualified Stock Option (right to buy) 48.25 2004-03-17 4 M 0 6060 0.00 D 2000-05-10 2006-05-12 Common Stock 6060 0 D Non-Qualified Stock Option (right to buy) 58.625 2004-03-17 4 M 0 30324 0.00 D 2002-05-08 2011-05-08 Common Stock 30324 7972 D Non-Qualified Stock Option (right to buy) 46.6750 2004-03-17 4 M 0 904 0.00 D 1999-05-12 2008-05-12 Common Stock 904 0 D Non-Qualified Stock Option (right to buy) 79.3 2004-03-17 4 A 0 3524 0.00 A 2004-09-17 2005-06-05 Common Stock 3524 3524 D Non-Qualified Stock Option (right to buy) 79.3 2004-03-17 4 A 0 4462 0.00 A 2004-09-17 2006-05-12 Common Stock 4462 4462 D Non-Qualified Stock Option (right to buy) 79.3 2004-03-17 4 A 0 653 0.00 A 2004-09-17 2008-05-12 Common Stock 653 653 D Non-Qualified Stock Option (right to buy) 79.3 2004-03-17 4 A 0 13883 0.00 A 2004-09-17 2009-05-11 Common Stock 13883 13883 D Non-Qualified Stock Option (right to buy) 79.3 2004-03-17 4 A 0 25002 0.00 A 2004-09-17 2011-05-06 Common Stock 25002 25002 D The directly-held common stock holding reported in Table I includes shares acquired during the fiscal year pursuant to 3M's General Employee Stock Purchase Plan. The indirectly-held common stock holding (401k/PAESOP) reported in Table I includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan. George Ann Biros for David W. Powell 2004-03-17 -----END PRIVACY-ENHANCED MESSAGE-----