0000066740-21-000003.txt : 20211021 0000066740-21-000003.hdr.sgml : 20211021 20211021161751 ACCESSION NUMBER: 0000066740-21-000003 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 13 CONFORMED PERIOD OF REPORT: 20211015 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20211021 DATE AS OF CHANGE: 20211021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 211337214 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-13E-26A CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517331474 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-13E-26A CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 8-K 1 mmm-20211015.htm 8-K mmm-20211015
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): October 15, 2021
3M COMPANY
(Exact Name of Registrant as Specified in Its Charter)
Delaware
File No. 1-3285
41-0417775
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification No.)
3M Center, St. Paul, Minnesota
55144-1000
(Address of Principal Executive Offices)
(Zip Code)
(Registrant’s Telephone Number, Including Area Code) (651) 733-1110
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, Par Value $.01 Per Share
MMM
New York Stock Exchange
MMM
Chicago Stock Exchange, Inc.
1.500% Notes due 2026
MMM26
New York Stock Exchange
0.375% Notes due 2022
MMM22A
New York Stock Exchange
0.950% Notes due 2023
MMM23
New York Stock Exchange
1.750% Notes due 2030
MMM30
New York Stock Exchange
1.500% Notes due 2031
MMM31
New York Stock Exchange
Note: The common stock of the Registrant is also traded on the SWX Swiss Exchange.
Securities registered pursuant to section 12(g) of the Act: None
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company     ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the exchange Act.     ☐


Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(b) On October 15, 2021, the Board of Directors of 3M Company appointed Eric D. Hammes as Executive Vice President and Chief Country Governance & Services Officer, effective November 1, 2021. Mr. Hammes has served as 3M’s Group President, Enterprise Operations, since January 2020. Mr. Hammes is one of the named executive officers included in 3M’s 2021 proxy statement filed on March 24, 2021.

SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
3M COMPANY
By:
/s/ Ivan K. Fong
Ivan K. Fong,
Executive Vice President, Chief Legal and Policy Officer & Secretary
Dated: October 21, 2021

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Cover Page
Oct. 15, 2021
Document Information [Line Items]  
Document Type 8-K
Document Period End Date Oct. 15, 2021
Entity Registrant Name 3M COMPANY
Entity Incorporation, State or Country Code DE
Entity File Number 1-3285
Entity Tax Identification Number 41-0417775
Entity Address, Address Line One 3M Center
Entity Address, City or Town St. Paul
Entity Address, State or Province MN
Entity Address, Postal Zip Code 55144-1000
City Area Code 651
Local Phone Number 733-1110
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Entity Emerging Growth Company false
Amendment Flag false
Entity Central Index Key 0000066740
Common Stock, Par Value $.01 Per Share | New York Stock Exchange  
Document Information [Line Items]  
Title of 12(b) Security Common Stock, Par Value $.01 Per Share
Trading Symbol MMM
Security Exchange Name NYSE
Common Stock, Par Value $.01 Per Share | Chicago Stock Exchange, Inc.  
Document Information [Line Items]  
Title of 12(b) Security Common Stock, Par Value $.01 Per Share
Trading Symbol MMM
Security Exchange Name CHX
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Document Information [Line Items]  
Title of 12(b) Security 1.500% Notes due 2026
Trading Symbol MMM26
Security Exchange Name NYSE
0.375% Notes due 2022 | New York Stock Exchange  
Document Information [Line Items]  
Title of 12(b) Security 0.375% Notes due 2022
Trading Symbol MMM22A
Security Exchange Name NYSE
0.950% Notes due 2023 | New York Stock Exchange  
Document Information [Line Items]  
Title of 12(b) Security 0.950% Notes due 2023
Trading Symbol MMM23
Security Exchange Name NYSE
1.750% Notes due 2030 | New York Stock Exchange  
Document Information [Line Items]  
Title of 12(b) Security 1.750% Notes due 2030
Trading Symbol MMM30
Security Exchange Name NYSE
1.500% Notes due 2031 | New York Stock Exchange  
Document Information [Line Items]  
Title of 12(b) Security 1.500% Notes due 2031
Trading Symbol MMM31
Security Exchange Name NYSE
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