-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uf8L0qocttV6gkmt2PXTKQQnId+wEY1mZOier+IbX2c1Zdgr/82OZueiE0gSD6// KEiNzpesub71c9rEswhbKQ== 0000066740-08-000011.txt : 20080122 0000066740-08-000011.hdr.sgml : 20080121 20080122165338 ACCESSION NUMBER: 0000066740-08-000011 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080122 DATE AS OF CHANGE: 20080122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOZARI M S CENTRAL INDEX KEY: 0001197740 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 08542371 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BUILDING 0220-14W-04 CITY: ST PAUL STATE: MN ZIP: 55144-1000 5 1 edgardoc.xml PRIMARY DOCUMENT X0202 5 2007-12-31 0 0 0 0000066740 3M CO MMM 0001197740 NOZARI M S 3M CENTER ST. PAUL MN 55144-1000 0 1 0 0 EXEC VP CONSUMER & OFFICE Common Stock 95759 D Common Stock 4637 I by 401k/PAESOP Trust Non-Qualified Stock Option (right to buy) 87.75 2007-05-11 5 J 0 13065 0 D 2006-11-08 2007-05-11 Common Stock 13065 0 D Incentive Stock Option (right to buy) 43.35 2001-05-09 2010-05-09 Common Stock 2306 2306 D Incentive Stock Option (right to buy) 58.625 2002-05-08 2011-05-08 Common Stock 1704 1704 D Non-Qualified Stock Option (right to buy) 64.5 2003-05-15 2012-05-14 Common Stock 15769 15769 D Non-Qualified Stock Option (right to buy) 76.8 2006-05-10 2015-05-10 Common Stock 50518 50518 D Non-Qualified Stock Option (right to buy) 84.4 2005-05-12 2014-05-09 Common Stock 63000 63000 D Non-Qualified Stock Option (right to buy) 84.78 2008-05-08 2017-05-08 Common Stock 32200 32200 D Non-Qualified Stock Option (right to buy) 86 2005-08-18 2011-05-06 Common Stock 50916 50916 D Non-Qualified Stock Option (right to buy) 86 2005-08-18 2013-05-13 Common Stock 29218 29218 D Non-Qualified Stock Option (right to buy) 86.65 2004-11-04 2008-05-12 Common Stock 10837 10837 D Non-Qualified Stock Option (right to buy) 86.65 2004-11-04 2009-05-10 Common Stock 19414 19414 D Non-Qualified Stock Option (right to buy) 86.65 2004-11-04 2010-05-07 Common Stock 18381 18381 D Non-Qualified Stock Option (right to buy) 87.35 2007-05-09 2016-05-09 Common Stock 52000 52000 D Non-Qualified Stock Option (right to buy) 87.75 2006-11-08 2008-05-12 Common Stock 2270 2270 D Non-Qualified Stock Option (right to buy) 87.75 2006-11-08 2012-05-14 Common Stock 105590 105590 D Non-Qualified Stock Option (right to buy) 87.75 2006-11-08 2013-05-13 Common Stock 30318 30318 D This transaction is an expiration of an employee stock option. No value was received by the reporting person for the expiration and it is being reported voluntarily for informational purposes. The expiration is exempt from the short-swing profits recovery provisions pursuant to Rule 16b-6(d) and is exempt from the reporting requirements pursuant to Rule 16a-4(d). The indirectly-held common stock holding (401k/PAESOP) reported in Table I includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan. The directly-held common stock holding reported in Table I includes shares acquired pursuant to 3M's Dividend Reinvestment Program in transactions exempt from Section 16; this total also includes shares acquired during the fiscal year pursuant to 3M's General Employee Stock Purchase Plan. By: GeorgeAnn Biros For: Moe S Nozari 2008-01-09 -----END PRIVACY-ENHANCED MESSAGE-----