-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WT2X2IAxxZHHpU1fajJq/SXFyt5GsbgcxAsYtda3C/1q5NDNSLBWDDksjuLo+0+d krAIsikzDrpQy/BQ5bEBkQ== 0000066740-06-000118.txt : 20060807 0000066740-06-000118.hdr.sgml : 20060807 20060807183205 ACCESSION NUMBER: 0000066740-06-000118 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060508 FILED AS OF DATE: 20060807 DATE AS OF CHANGE: 20060807 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOZARI M S CENTRAL INDEX KEY: 0001197740 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 061010506 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BUILDING 0220-14W-04 CITY: ST PAUL STATE: MN ZIP: 55144-1000 4/A 1 edgardoc.xml PRIMARY DOCUMENT X0202 4/A 2006-05-08 2006-05-09 0 0000066740 3M CO MMM 0001197740 NOZARI M S 3M CENTER ST. PAUL MN 55144-1000 0 1 0 0 EXEC VP CONSUMER & OFFICE Common Stock 2006-05-08 4 M 0 36578 61.85 A 136026 D Common Stock 2006-05-08 4 F 0 25794 87.705 D 110232 D Common Stock 2006-05-08 4 F 0 4524 87.705 D 105708 D Common Stock 2006-05-08 4 M 0 15620 62.675 A 121328 D Common Stock 2006-05-08 4 F 0 11162 87.705 D 110166 D Common Stock 2006-05-08 4 F 0 1903 87.705 D 108263 D Common Stock 2006-05-08 4 M 0 2716 62.675 A 110979 D Common Stock 2006-05-08 4 F 0 1940 87.705 D 109039 D Common Stock 2006-05-08 4 F 0 330 87.705 D 108709 D Common Stock 2006-05-08 4 M 0 62231 64.5 A 170940 D Common Stock 2006-05-08 4 F 0 45765 87.705 D 125175 D Common Stock 2006-05-08 4 F 0 7030 87.705 D 118145 D Non-Qualified Stock Option (right to buy) 61.85 2006-05-08 4 M 0 36578 0 D 2004-05-14 2013-05-12 Common Stock 36578 0 D Non-Qualified Stock Option (right to buy) 62.675 2006-05-08 4 M 0 15620 0 D 2003-11-05 2007-05-11 Common Stock 15620 0 D Non-Qualified Stock Option (right to buy) 62.675 2006-05-08 4 M 0 2716 0 D 2003-11-05 2008-05-12 Common Stock 2716 0 D Non-Qualified Stock Option (right to buy) 64.5 2006-05-08 4 M 0 62231 0 D 2003-05-15 2012-05-14 Common Stock 62231 15769 D Non-Qualified Stock Option (right to buy) 87.75 2006-05-08 4 A 0 13065 0 A 2006-11-08 2007-05-11 Common Stock 13065 13065 D Non-Qualified Stock Option (right to buy) 87.75 2006-05-08 4 A 0 2270 0 A 2006-11-08 2008-05-12 Common Stock 2270 2270 D Non-Qualified Stock Option (right to buy) 87.75 2006-05-08 4 A 0 52795 0 A 2003-05-15 2012-05-14 Common Stock 52795 52795 D Non-Qualified Stock Option (right to buy) 87.75 2006-05-08 4 A 0 30318 0 A 2006-11-08 2013-05-13 Common Stock 30318 30318 D The indirectly-held common stock holding (401k/PAESOP) reported in Table I includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan. The directly-held common stock holding reported in Table I includes shares acquired pursuant to 3M's Dividend Reinvestment Program in transactions exempt from Section 16; this total also includes shares acquired during the fiscal year pursuant to 3M's General Employee Stock Purchase Plan. Due to a software malfunction, the reporting person inadvertently underreported (Form 4 filed May 9) the amounts of tax withholding for four(4) NQ option exercise/swap transactions that were processed on May 8, 2006. This underreporting also affected the amounts of the resulting four(4) reload option grants. This filing corrects all transactions incorrectly processed May 8. This filing also corrects DRIP shares reported in the aggregate and corrects all prior filings for 2006. By: George Ann Biros For: Mohammed S Nozari 2006-08-07 -----END PRIVACY-ENHANCED MESSAGE-----