-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rz8tTsfCXEl+ZPlfUNz+V7pKYBpr3PuqwONCXYdmo+Ek0vjZK5Q2zF0POVUXcOHD sbumwC2fj/qGPr8FOdwT3g== 0000066740-04-000066.txt : 20040202 0000066740-04-000066.hdr.sgml : 20040202 20040202163020 ACCESSION NUMBER: 0000066740-04-000066 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAHAN JAMES T CENTRAL INDEX KEY: 0001250288 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 04559587 BUSINESS ADDRESS: STREET 1: 3M CENTER BLDG 0220 11 02 CITY: ST PAUL STATE: MN ZIP: 551441000 MAIL ADDRESS: STREET 1: 3M CENTER BLDG 0220 11 02 CITY: ST PAUL STATE: MN ZIP: 551441000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: CONVERTED PAPER & PAPERBOARD PRODS (NO CONTAINERS/BOXES) [2670] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 5 1 mahan_ex.xml PRIMARY DOCUMENT X0201 5 2003-12-31 0 0 0 0000066740 3M CO MMM 0001250288 MAHAN JAMES T 3M CENTER BLDG 0220 11 02 ST PAUL MN 551441000 0 1 0 0 VICE PRESIDENT ENGRG MFG & LOG Common Stock 18488 D Common Stock 3278 I by 401k/PAESOP Incentive Stock Option (right to buy) 31.5175 1997-05-14 2006-05-14 Common Stock 3172 3172 D Incentive Stock Option (right to buy) 43.3500 2001-05-09 2010-05-09 Common Stock 2306 2306 D Incentive Stock Option (right to buy) 45.8500 1998-05-13 2007-05-13 Common Stock 2180 2180 D Incentive Stock Option (right to buy) 46.6750 1999-05-12 2008-05-12 Common Stock 2142 2142 D Incentive Stock Option (right to buy) 47.5000 2000-05-11 2009-05-10 Common Stock 2104 2104 D Incentive Stock Option (right to buy) 58.6250 2002-05-08 2011-05-08 Common Stock 1704 1704 D Non-Qualified Stock Option (right to buy) 58.6250 2002-05-08 2011-05-08 Common Stock 8106 8106 D Non-Qualified Stock Option (right to buy) 61.8500 2004-05-14 2013-05-12 Common Stock 26400 26400 D Non-Qualified Stock Option (right to buy) 62.6500 2002-12-03 2004-05-07 Common Stock 486 486 D Non-Qualified Stock Option (right to buy) 62.6500 2002-12-03 2005-05-06 Common Stock 940 940 D Non-Qualified Stock Option (right to buy) 62.6500 2002-12-03 2006-05-12 Common Stock 1270 1270 D Non-Qualified Stock Option (right to buy) 62.6500 2002-12-03 2007-05-11 Common Stock 1410 1410 D Non-Qualified Stock Option (right to buy) 62.6500 2002-12-03 2008-05-12 Common Stock 7008 7008 D Non-Qualified Stock Option (right to buy) 62.6500 2002-12-03 2009-05-11 Common Stock 6536 6536 D Non-Qualified Stock Option (right to buy) 64.5000 2003-09-19 2006-05-12 Common Stock 252 252 D Non-Qualified Stock Option (right to buy) 64.5000 2003-09-19 2007-05-11 Common Stock 5364 5364 D Non-Qualified Stock Option (right to buy) 64.5000 2003-09-19 2009-05-11 Common Stock 560 560 D Non-Qualified Stock Option (right to buy) 64.5000 2003-09-19 2010-05-07 Common Stock 6444 6444 D Non-Qualified Stock Option (right to buy) 64.5000 2004-09-19 2011-05-06 Common Stock 5632 5632 D Non-Qualified Stock Option (right to buy) 64.5000 2003-05-15 2012-05-14 Common Stock 15800 15800 D On September 29, 2003, the common stock of 3M Company split 2-for-1. The shares of common stock reported on Table I and all options reported on Table II have been adjusted to reflect the split. The indirectly-held common stock holding (401k/PAESOP) reported in Table I includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan. The directly-held common stock holding reported in Table I includes shares acquired pursuant to 3M's Dividend Reinvestment Program in transactions exempt from Section 16. George Ann Biros For: James T. Mahan 2004-01-30 -----END PRIVACY-ENHANCED MESSAGE-----