-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mmzst5W0ogMu46Yuxxp23BYupEP4Z2iXlZuVy+gBDY0rPVUYuWR9Rcpu8mCxN/W0 7LJLEUJAUgS+Laj4SkFbKQ== 0000066740-04-000057.txt : 20040202 0000066740-04-000057.hdr.sgml : 20040202 20040202162724 ACCESSION NUMBER: 0000066740-04-000057 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BORSETH J MARK CENTRAL INDEX KEY: 0001214953 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 04559558 BUSINESS ADDRESS: STREET 1: 3M CENTER BLDG 0220-14W-07 CITY: ST PAUL STATE: MN ZIP: 551441000 MAIL ADDRESS: STREET 1: 3M CENTER BLDG 0220-14W-07 CITY: ST PAUL STATE: MN ZIP: 551441000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: CONVERTED PAPER & PAPERBOARD PRODS (NO CONTAINERS/BOXES) [2670] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 5 1 borseth_ex.xml PRIMARY DOCUMENT X0201 5 2003-12-31 0 0 0 0000066740 3M CO MMM 0001214953 BORSETH J MARK 3M CENTER BLDG 0220-14W-07 ST PAUL MN 551441000 0 1 0 0 Treasurer Common Stock 1860 D Common Stock 1426 I by 401k/PAESOP Incentive Stock Option (right to buy) 28.6348 1996-05-09 2005-05-09 Common Stock 1664 1664 D Incentive Stock Option (right to buy) 31.5175 1997-05-14 2006-05-14 Common Stock 1830 1930 D Incentive Stock Option (right to buy) 43.3500 2001-05-09 2010-05-09 Common Stock 2306 2306 D Incentive Stock Option (right to buy) 45.8500 1998-05-13 2007-05-13 Common Stock 2180 2180 D Incentive Stock Option (right to buy) 46.6750 1999-05-12 2008-05-12 Common Stock 2142 2142 D Incentive Stock Option (right to buy) 47.5000 2000-05-11 2009-05-10 Common Stock 2104 2104 D Incentive Stock Option (right to buy) 58.6250 2002-05-08 2011-05-08 Common Stock 1704 1704 D Non-Qualified Stock Option (right to buy) 43.3500 2001-05-09 2010-05-09 Common Stock 1334 1334 D Non-Qualified Stock Option (right to buy) 45.8500 1998-05-13 2007-05-13 Common Stock 3100 3100 D Non-Qualified Stock Option (right to buy) 46.6750 1999-05-12 2008-05-12 Common Stock 3138 3138 D Non-Qualified Stock Option (right to buy) 47.5000 2000-05-11 2009-05-10 Common Stock 3176 3176 D Non-Qualified Stock Option (right to buy) 58.6250 2002-05-08 2011-05-08 Common Stock 14096 14096 D Non-Qualified Stock Option (right to buy) 61.8500 2004-05-14 2013-05-12 Common Stock 23100 23100 D Non-Qualified Stock Option (right to buy) 64.5000 2003-05-15 2012-05-14 Common Stock 15800 15800 D Non-Qualified Stock Option (right to buy) 69.2000 2004-02-07 2010-05-07 Common Stock 1226 1226 D On September 29, 2003, the common stock of 3M Company split 2-for-1.The shares of common stock reported on Table I and all options reported on Table II have been adjusted to reflect the split. The indirectly-held common stock holding (401k/PAESOP) reported in Table I includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan. The directly-held common stock holding reported in Table I includes shares acquired during the fiscal year pursuant to 3M's General Employee Stock Purchase Plan. George Ann Biros For: Mark J. Borseth 2004-01-30 -----END PRIVACY-ENHANCED MESSAGE-----