-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, THfu13Nz1t0ixwRHOs+XGsWXu9YMVFZ5IUd8AvtB551otwQ2jvdB4XkE2TsYkBlI nwRugzxY7NZSCr3ytsBSpA== 0000066740-03-000142.txt : 20031205 0000066740-03-000142.hdr.sgml : 20031205 20031205173907 ACCESSION NUMBER: 0000066740-03-000142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031204 FILED AS OF DATE: 20031205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STAKE JAMES B CENTRAL INDEX KEY: 0001205398 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 031041179 BUSINESS ADDRESS: STREET 1: C/O 3M CO STREET 2: 3M CENTER BLDG 0220-13 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517361581 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: CONVERTED PAPER & PAPERBOARD PRODS (NO CONTAINERS/BOXES) [2670] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 4 1 edgardoc.xml PRIMARY DOCUMENT X0201 4 2003-12-04 0 0000066740 3M CO MMMC 0001205398 STAKE JAMES B 0 1 0 0 EXEC VP DISPLAY & GRAPHICS Common Stock 2003-12-04 4 M 0 848 24.1186 A 10096 D Common Stock 2003-12-04 4 F 0 252 81.01 D 9844 D Common Stock 2003-12-04 4 F 0 194 81.01 D 9650 D Common Stock 2003-12-04 4 M 0 1504 28.6348 A 11154 D Common Stock 2003-12-04 4 F 0 531 81.01 D 10623 D Common Stock 2003-12-04 4 F 0 317 81.01 D 10306 D Common Stock 2003-12-04 4 M 0 2322 31.5175 A 12628 D Common Stock 2003-12-04 4 F 0 903 81.01 D 11725 D Common Stock 2003-12-04 4 F 0 463 81.01 D 11262 D Common Stock 2003-12-04 4 M 0 8254 43.35 A 19516 D Common Stock 2003-12-04 4 F 0 4416 81.01 D 15100 D Common Stock 2003-12-04 4 F 0 1254 81.01 D 13846 D Common Stock 2003-12-04 4 M 0 2908 45.85 A 16754 D Common Stock 2003-12-04 4 F 0 1645 81.01 D 15109 D Common Stock 2003-12-04 4 F 0 412 81.01 D 14697 D Common Stock 416 I Stake Family Trusts Common Stock 2849 I by 401k/PAESOP Trust Common Stock 152 I by Spouse Non-Qualified Stock Option (right to buy) 24.1186 2003-12-04 4 M 0 848 0 D 1995-05-10 2004-05-10 Common Stock 848 0 D Non-Qualified Stock Option (right to buy) 28.6348 2003-12-04 4 M 0 1504 0 D 1996-05-09 2005-05-09 Common Stock 1504 0 D Non-Qualified Stock Option (right to buy) 31.5175 2003-12-04 4 M 0 2322 0 D 1997-05-14 2006-05-14 Common Stock 2322 0 D Non-Qualified Stock Option (right to buy) 43.35 2003-12-04 4 M 0 8254 0 D 2001-05-09 2010-05-09 Common Stock 8254 0 D Non-Qualified Stock Option (right to buy) 45.85 2003-12-04 4 M 0 2908 0 D 1998-05-13 2007-05-13 Common Stock 2908 5472 D Non-Qualified Stock Option (right to buy) 81.05 2003-12-04 4 A 0 848 0 A 2004-06-04 2005-05-06 Common Stock 848 848 D Non-Qualified Stock Option (right to buy) 81.05 2003-12-04 4 A 0 1366 0 A 2004-06-04 2006-05-12 Common Stock 1366 1366 D Non-Qualified Stock Option (right to buy) 81.05 2003-12-04 4 A 0 2057 0 A 2004-06-04 2007-05-11 Common Stock 2057 2057 D Non-Qualified Stock Option (right to buy) 81.05 2003-12-04 4 A 0 5670 0 A 2004-06-04 2010-05-07 Common Stock 5670 5670 D Incentive Stock Option (right to buy) 24.1186 1995-05-10 2004-05-10 Common Stock 4146 4146 D Incentive Stock Option (right to buy) 28.6348 1996-05-09 2005-05-09 Common Stock 3490 3490 D Incentive Stock Option (right to buy) 31.5175 1997-05-14 2006-05-14 Common Stock 3172 3172 D Incentive Stock Option (right to buy) 43.35 2001-05-09 2010-05-09 Common Stock 2306 2306 D Incentive Stock Option (right to buy) 45.85 1998-05-13 2007-05-13 Common Stock 2180 2180 D Incentive Stock Option (right to buy) 46.675 1999-05-12 2008-05-12 Common Stock 2142 2142 D Incentive Stock Option (right to buy) 47.5 2000-05-11 2009-05-10 Common Stock 2104 2104 D Incentive Stock Option (right to buy) 58.625 2002-05-08 2011-05-08 Common Stock 1704 1704 D Non-Qualified Stock Option (right to buy) 46.675 1999-05-12 2008-05-12 Common Stock 8418 8418 D Non-Qualified Stock Option (right to buy) 47.5 2000-05-11 2009-05-10 Common Stock 8456 8456 D Non-Qualified Stock Option (right to buy) 58.625 2002-05-08 2011-05-08 Common Stock 14096 14096 D Non-Qualified Stock Option (right to buy) 61.85 2003-05-14 2013-05-12 Common Stock 39550 39550 D Non-Qualified Stock Option (right to buy) 64.5 2003-05-15 2012-05-14 Common Stock 18328 18328 D On September 29, 2003, the common stock of 3M Company split 2-for-1. The shares of common stock reported on Table I and all options reported on Table II have been adjusted to reflect the split. The indirectly-held common stock holding (401k/PAESOP) reported in Table I includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan. By: George Ann Biros For: James B. Stake 2003-12-05 -----END PRIVACY-ENHANCED MESSAGE-----