-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nv+bnW4HEVq8jEsL9BVNiF/gO8H5eBJbr/xMxXKjmlwrt+XjgZxAGnaeXkJ7nL4G +1va/mikraNogakdK9PCSA== 0000066740-03-000110.txt : 20031027 0000066740-03-000110.hdr.sgml : 20031027 20031027150112 ACCESSION NUMBER: 0000066740-03-000110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031023 FILED AS OF DATE: 20031027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POWELL DAVID W CENTRAL INDEX KEY: 0001197746 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 03958400 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BUILDING 0220-14W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: CONVERTED PAPER & PAPERBOARD PRODS (NO CONTAINERS/BOXES) [2670] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 4 1 mmm_ex.xml X0201 4 2003-10-23 0 0000066740 3M CO MMM 0001197746 POWELL DAVID W 3M CENTER BUILDING 0220-14W-02 ST PAUL MN 55144-1000 0 1 0 0 VICE PRESIDENT MARKETING Common Stock 2003-04-29 4 G 0 100 0 D 24137 D Common Stock 2003-10-10 4 G 0 900 0 D 47577 D Common Stock 2003-10-23 4 S 0 3000 76.06 D 44577 D Common Stock 2003-10-24 4 F 0 44 70.375 D 44533 D Common Stock 2003-10-23 4 I 0 850 75.93 D 1937 I by 401k/PAESOP Trust Incentive Stock Option (right to buy) 31.5175 1997-05-14 2006-05-14 Common Stock 3172 3172 D Incentive Stock Option (right to buy) 43.35 2001-05-09 2010-05-09 Common Stock 2306 2306 D Incentive Stock Option (right to buy) 45.85 1998-05-13 2007-05-13 Common Stock 2180 2180 D Incentive Stock Option (right to buy) 46.675 1999-05-12 2008-05-12 Common Stock 2142 2142 D Incentive Stock Option (right to buy) 47.5 2000-05-11 2009-05-10 Common Stock 2104 2104 D Incentive Stock Option (right to buy) 58.625 2002-05-08 2011-05-08 Common Stock 1704 1704 D Non-Qualified Stock Option (right to buy) 46.675 1999-05-12 2008-05-12 Common Stock 824 824 D Non-Qualified Stock Option (right to buy) 47.5 2000-05-11 2009-05-10 Common Stock 19016 19016 D Non-Qualified Stock Option (right to buy) 48.225 2000-05-10 2005-05-06 Common Stock 4788 4788 D Non-Qualified Stock Option (right to buy) 48.25 2000-05-10 2004-05-07 Common Stock 3946 3946 D Non-Qualified Stock Option (right to buy) 48.25 2000-05-10 2006-05-12 Common Stock 6060 6060 D Non-Qualified Stock Option (right to buy) 58.625 2002-05-08 2011-05-08 Common Stock 38296 38296 D Non-Qualified Stock Option (right to buy) 61.85 2003-05-14 2013-05-12 Common Stock 41500 41500 D Non-Qualified Stock Option (right to buy) 64.5 2003-05-15 2012-05-14 Common Stock 40000 40000 D Non-Qualified Stock Option (right to buy) 66.95 2003-10-04 2007-05-11 Common Stock 6654 6654 D Non-Qualified Stock Option (right to buy) 66.95 2003-10-04 2008-05-12 Common Stock 6032 6032 D Non-Qualified Stock Option (right to buy) 66.95 2003-10-04 2010-05-07 Common Stock 14484 14484 D The directly-held common stock holding reported in Table I includes shares acquired during the fiscal year pursuant to 3M's General Employee Stock Purchase Plan. Shares held in corporate custody as restricted shares and awarded under the applicable 3M Management Stock Ownership Program pursuant to Rule 16b-3(d) have been distributed to participant (including shares withheld for taxes) pursuant to the provisions of the Program. On September 29, 2003, the common stock of 3M Company split 2-for-1. The shares of common stock reported on Table I and all options reported on Table II have been adjusted to reflect the split. By: George Ann Biros For: David W. Powell 2003-10-27 -----END PRIVACY-ENHANCED MESSAGE-----