4 1 form4thomasgraham-1202.txt THOMAS GRAHAM -------- ------------------------- FORM 4 OMB APPROVAL -------- ------------------------- Check this box if OMB Number: 3235-0287 no longer subject ------------------------- to Section 16. Expires: January 31, 2005 Form 4 or Form 5 ------------------------- obligations may Estimated average burden continue. See hours per response....0.5 Instruction 1(b). ------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses) ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of 2. Issuer Name AND Ticker or Trading Symbol 6. Relationship of Reporting Person(s) Reporting Person* to Issuer Mexco Energy Corporation (MEXC) (Check all applicable) -------------------------------------------------------------------------------------- (Last) (First) (Middle) 3. I.R.S. Identification 4. Statement for X Director 10% Owner Number of Reporting Month/Year --- --- Thomas Graham, Jr. Person, if an entity Officer (give Other (specify (voluntary) December 2002 --- title below) --- below) ###-##-#### --------------------- ----------------------------- ------------------------------------------------------------------- (Street) 5. If Amendment, 7. Individual or Joint/Group Filing Date of Original (Check Applicable Line) (Month/Year) 7609 Glenbrook Rd. X Form filed by One Reporting Person --- Form filed by More than One --- Reporting Person ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) Bethesda, MD 20814 ------------------------------------------------------------------------------------------------------------------------------------
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------------------------------------------------------------------------------------------------------------------------------------ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of 2. Transaction Date 3. Transaction 4. Securities 5. Amount of 6. Ownership Form: 7. Nature of Security Code Acquired (A) Securities Direct (D) or Indirect (Instr. 3) (Month/Day/Year) (Instr. 8) or Disposed of Beneficially Indirect (I) Beneficial (D) Owned at End (Instr. 4) Ownership (Instr. 3, 4 of Month and 5) (Instr. 4) (Instr. 3 and 4) ------------------------------------------------------------------------------------------------------------------------------------ (A) or Code V Amount (D) Price ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/20/02 P 500 A $3.00 111,600* D ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------
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------------------------------------------------------------------------------------------------------------------------------------ Table II-- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of 2. Conversion or 3. Transaction Date 4. Transaction Code 5. Number of 6. Date Exerciseable Derivative Exercise Price (Month/Day/Year) (Instr. 8) Derivative and Expiration Date Security of Derivative Securities (Month/Day/Year) (Instr.3) Security Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) ------------------------------------------------------------------------------------------------------------------------------------ Date Expiration Code V (A) (D) Exercisable Date ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ 7. Title and Amount 8. Price of Derivative 9. Number of Derivative 10. Ownership Form of 11. Nature of Indirect of Underlying Security Securities Derivative Beneficial Securities (Instr. 5) Beneficially Owned Securities Ownership (Instr. 3 and 4) at End of Month Beneficially (Instr. 4) (Instr. 4) Owned at End of Month (Instr. 4) ------------------------------------------------------------------------------------------------------------------------------------ Amount or Number of Title Shares ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------
Page 3 of 4 Explanation of Responses:* Amount includes vested options to acquire 25,000 shares of the Registrant's Common Stock ($0.50 par value) at the following prices: 10,000 shares @ $7.75 per share, 7,500 shares @ $7.50 per share, 5,000 shares at $5.25 per share and 2,500 shares @ $6.75 per share. /s/Thomas Graham, Jr. December 20, 2002 ------------------------------- ------------------- **Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure Page 4 of 4