-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TBY6+aVBJBZbPR3ZPnSypYD1bllMTe5fmxvismqdeL1sNxqp6Q02rkrE7F2PYUyf eojSoeaPKVhcklO5+LMHZw== 0001012709-02-001654.txt : 20021223 0001012709-02-001654.hdr.sgml : 20021223 20021223164543 ACCESSION NUMBER: 0001012709-02-001654 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021220 FILED AS OF DATE: 20021223 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MEXCO ENERGY CORP CENTRAL INDEX KEY: 0000066418 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 840627918 STATE OF INCORPORATION: CO FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06694 FILM NUMBER: 02867317 BUSINESS ADDRESS: STREET 1: 214 W TEXAS AVENUE STREET 2: SUITE 1101 CITY: MIDLAND STATE: TX ZIP: 79701 BUSINESS PHONE: 9156821119 MAIL ADDRESS: STREET 1: 214 W TEXAS AVENUE STREET 2: SUITE 1101 CITY: MIDLAND STATE: TX ZIP: 79701 FORMER COMPANY: FORMER CONFORMED NAME: MILLER OIL CO DATE OF NAME CHANGE: 19800702 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: GRAHAM THOMAS JR CENTRAL INDEX KEY: 0001211655 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 7609 GLENBROOK ROAD CITY: BETHESEDA STATE: MD ZIP: 20814 BUSINESS PHONE: 2027452450 MAIL ADDRESS: STREET 1: 7609 GLENBROOK ROAD CITY: BETHESDA STATE: MD ZIP: 20814 4 1 form4thomasgraham-1202.txt THOMAS GRAHAM -------- ------------------------- FORM 4 OMB APPROVAL -------- ------------------------- Check this box if OMB Number: 3235-0287 no longer subject ------------------------- to Section 16. Expires: January 31, 2005 Form 4 or Form 5 ------------------------- obligations may Estimated average burden continue. See hours per response....0.5 Instruction 1(b). ------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of 2. Issuer Name AND Ticker or Trading Symbol 6. Relationship of Reporting Person(s) Reporting Person* to Issuer Mexco Energy Corporation (MEXC) (Check all applicable) - -------------------------------------------------------------------------------------- (Last) (First) (Middle) 3. I.R.S. Identification 4. Statement for X Director 10% Owner Number of Reporting Month/Year --- --- Thomas Graham, Jr. Person, if an entity Officer (give Other (specify (voluntary) December 2002 --- title below) --- below) ###-##-#### --------------------- - ----------------------------- ------------------------------------------------------------------- (Street) 5. If Amendment, 7. Individual or Joint/Group Filing Date of Original (Check Applicable Line) (Month/Year) 7609 Glenbrook Rd. X Form filed by One Reporting Person --- Form filed by More than One --- Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) Bethesda, MD 20814 - ------------------------------------------------------------------------------------------------------------------------------------
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- ------------------------------------------------------------------------------------------------------------------------------------ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of 2. Transaction Date 3. Transaction 4. Securities 5. Amount of 6. Ownership Form: 7. Nature of Security Code Acquired (A) Securities Direct (D) or Indirect (Instr. 3) (Month/Day/Year) (Instr. 8) or Disposed of Beneficially Indirect (I) Beneficial (D) Owned at End (Instr. 4) Ownership (Instr. 3, 4 of Month and 5) (Instr. 4) (Instr. 3 and 4) - ------------------------------------------------------------------------------------------------------------------------------------ (A) or Code V Amount (D) Price - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/20/02 P 500 A $3.00 111,600* D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
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- ------------------------------------------------------------------------------------------------------------------------------------ Table II-- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of 2. Conversion or 3. Transaction Date 4. Transaction Code 5. Number of 6. Date Exerciseable Derivative Exercise Price (Month/Day/Year) (Instr. 8) Derivative and Expiration Date Security of Derivative Securities (Month/Day/Year) (Instr.3) Security Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) - ------------------------------------------------------------------------------------------------------------------------------------ Date Expiration Code V (A) (D) Exercisable Date - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 7. Title and Amount 8. Price of Derivative 9. Number of Derivative 10. Ownership Form of 11. Nature of Indirect of Underlying Security Securities Derivative Beneficial Securities (Instr. 5) Beneficially Owned Securities Ownership (Instr. 3 and 4) at End of Month Beneficially (Instr. 4) (Instr. 4) Owned at End of Month (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Amount or Number of Title Shares - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Page 3 of 4 Explanation of Responses:* Amount includes vested options to acquire 25,000 shares of the Registrant's Common Stock ($0.50 par value) at the following prices: 10,000 shares @ $7.75 per share, 7,500 shares @ $7.50 per share, 5,000 shares at $5.25 per share and 2,500 shares @ $6.75 per share. /s/Thomas Graham, Jr. December 20, 2002 ------------------------------- ------------------- **Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure Page 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----