UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Securities registered pursuant to Section 12(b) of the Act:
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item. 5.05. Amendment to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics.
On August 20, 2021, the Board of Directors of Middlesex Water Company (the “Company”) , upon the recommendation of the Corporate Governance and Nominating Committee, adopted a new and expanded Code of Ethics for Directors, Officers, Employees and Suppliers, otherwise known as the Middlesex Water Code of Conduct (the “Code”) enumerated in Item 406(b) of Regulation S-K. The Code includes as Section XXIII a Code of Business Conduct and Ethics for the Members of the Board of Directors. The Code also includes as Section XXIV a Supplier Code of Conduct providing added guidelines for vendor business conduct.
Exhibits
Exhibit No. | Description |
14 | Expanded Code of Conduct for Directors, Officers, Employees and Suppliers adopted by the Middlesex Water Board of Directors and effective August 20, 2021. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf of the undersigned hereunto duly authorized.
MIDDLESEX WATER COMPANY | |
(Registrant) | |
/s/A. Bruce O’Connor | |
A. Bruce O’Connor | |
Senior Vice President, Treasurer and | |
Chief Financial Officer |
Dated: August 20, 2021