-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NEGZZPoVu2Tz0JGED1ib3RFJKymQ/d8TRf5zPPNSesiwWlSmVaryqN4+mBtBO4wT vfxPJi5z/vmoMioK04/WQA== 0000065984-97-000070.txt : 19971117 0000065984-97-000070.hdr.sgml : 19971117 ACCESSION NUMBER: 0000065984-97-000070 CONFORMED SUBMISSION TYPE: U-57 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971114 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERGY CORP /DE/ CENTRAL INDEX KEY: 0000065984 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 135550175 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-57 SEC ACT: SEC FILE NUMBER: 073-00071 FILM NUMBER: 97720752 BUSINESS ADDRESS: STREET 1: 639 LOYOLA AVE CITY: NEW ORLEANS STATE: LA ZIP: 70113 BUSINESS PHONE: 5045295262 FORMER COMPANY: FORMER CONFORMED NAME: ENTERGY GSU HOLDINGS INC /DE/ DATE OF NAME CHANGE: 19940329 FORMER COMPANY: FORMER CONFORMED NAME: ENTERGY CORP /FL/ DATE OF NAME CHANGE: 19940329 FORMER COMPANY: FORMER CONFORMED NAME: MIDDLE SOUTH UTILITIES INC DATE OF NAME CHANGE: 19890521 U-57 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. FORM U-57 NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS Filed under Section 33(a) of the Public Utility Holding Company Act of 1935, as amended Entergy UK Finance Limited __________________________________ (Name of foreign utility company) Entergy Corporation __________________________________ (Name of filing company, if filed on behalf of a foreign utility company) The Commission is requested to mail copies of all communications relating to this Notification to: Laurence M. Hamric, Esq. Thomas C. Havens, Esq. Associate General Counsel Mayer, Brown & Platt Entergy Services, Inc. 1675 Broadway 639 Loyola Avenue New York, New York 10019-5840 New Orleans, Louisiana 70113 Entergy Corporation ("Entergy"), a registered holding company under the Public Utility Holding Company Act of 1935, as amended (the "Act"), hereby notifies the Securities and Exchange Commission that Entergy UK Finance Limited ("EUF") is, and claims status as, a "foreign utility company" ("FUCO") within the meaning of Section 33 of the Act. Item 1. Name, Business Address, Facilities and Ownership. The name and business address of the company claiming FUCO status is: Entergy UK Finance Limited c/o London Electricity plc Templar House 81-87 High Holborn London WC1V 6NU EUF, an indirect wholly-owned subsidiary of Entergy, was organized for purposes of holding Entergy's interest in London Electricity plc ("London Electricity"), a "regional electric company" principally engaged in the business of generating, purchasing and selling electricity to approximately 2 million retail customers in a service territory covering the greater metropolitan area of London, England. Entergy owns, indirectly through EUF and other FUCO subsidiaries, 100% of the voting securities of London Electricity. The principal assets of London Electricity consist of electric distribution facilities. London Electricity also owns less that 1% of the capital shares of National Grid Holdings plc ("National Grid") which, through a subsidiary, owns and manages the national electric transmission system in England and Wales. London Electricity purchases substantially all of its electricity requirements from National Grid which, in turn, purchases electricity from a variety of sources. In addition, London Electricity has the following direct or indirect ownership interests in electric generating facilities: a 13.5% ownership interest in Barking Power Ltd., which owns a 1,000 MW gas-fired power plant located in East London, England; and a 50% ownership interest in Thames Valley Power Ltd., which owns a 14 MW gas- fired turbine located at Heathrow Airport. Other than Entergy and its subsidiaries, no person holds a 5% or more voting interest in EUF. Item 2. Domestic Associate Public-Utility Companies of EUF and their Relationship to EUF. The following companies, each of which is a direct or indirect subsidiary of Entergy, are domestic public utility associate companies of EUF: Entergy Arkansas, Inc. ("Entergy Arkansas"), Entergy Gulf States, Inc. ("Entergy Gulf States"), Entergy Louisiana, Inc. ("Entergy Louisiana"), Entergy Mississippi, Inc. ("Entergy Mississippi"), Entergy New Orleans, Inc. ("Entergy New Orleans"), The Arklahoma Corporation ("Arklahoma"), System Energy Resources, Inc. ("SERI"), Entergy Power, Inc. ("EPI") and Entergy Operations, Inc. ("EOI") (Entergy Arkansas, Entergy Gulf States, Entergy Louisiana, Entergy Mississippi, Entergy New Orleans, Arklahoma, SERI, EPI and EOI are collectively referred herein to as the "Domestic Utilities"). None of the Domestic Utilities has made an investment in or has any contractual relationship with EUF. EXHIBIT A. State Certification. Not applicable. SIGNATURE The undersigned company has duly caused this statement to be signed on its behalf by the undersigned thereunto duly authorized. ENTERGY CORPORATION By:/s/ William J. Regan, Jr. -------------------------- William J. Regan, Jr. Vice President and Treasurer Dated: November 14, 1997 -----END PRIVACY-ENHANCED MESSAGE-----