-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SX3E0PQR7BQfjblB15jercg19O3e9dWpg6YfGi8/vsoDU7jv/5iSDKwRjU4w+IQX OD9sSRb1jwimoHxgJX4wbQ== 0000065984-97-000043.txt : 19970728 0000065984-97-000043.hdr.sgml : 19970728 ACCESSION NUMBER: 0000065984-97-000043 CONFORMED SUBMISSION TYPE: U-1/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970725 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERGY CORP /DE/ CENTRAL INDEX KEY: 0000065984 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 135550175 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-1/A SEC ACT: 1935 Act SEC FILE NUMBER: 070-08863 FILM NUMBER: 97645744 BUSINESS ADDRESS: STREET 1: 639 LOYOLA AVE CITY: NEW ORLEANS STATE: LA ZIP: 70113 BUSINESS PHONE: 5045295262 FORMER COMPANY: FORMER CONFORMED NAME: ENTERGY GSU HOLDINGS INC /DE/ DATE OF NAME CHANGE: 19940329 FORMER COMPANY: FORMER CONFORMED NAME: ENTERGY CORP /FL/ DATE OF NAME CHANGE: 19940329 FORMER COMPANY: FORMER CONFORMED NAME: MIDDLE SOUTH UTILITIES INC DATE OF NAME CHANGE: 19890521 U-1/A 1 File No. 70-8863 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM U-1 ______________________________________________ AMENDMENT NO. 6 TO APPLICATION / DECLARATION WITH RESPECT TO POWER BROKERING AND MARKETING ACTIVITIES Under The PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 ______________________________________________ Name of Company Filing This Statement And Address of Principal Executive Offices: Entergy Corporation 639 Loyola Avenue New Orleans, Louisiana 70113 Entergy Power Marketing Corp. 900 South Shackleford Road, Suite 210 Parkwood 2 Building, Suite 325 10055 Grogans Mill Road The Woodlands, TX 77380 Name of Top Registered Holding Company Parent of Appli cant/Declarant: ENTERGY CORPORATION Name and Address of Agent for Service: Christopher J. Bernard, Esq. Laurence M. Hamric General Counsel General Attorney -- Corporate Entergy Power Marketing Corp. and Securities Parkwood 2 Building, Suite 325 Entergy Services, Inc. 10055 Grogans Mill Road 639 Loyola Avenue The Woodlands, TX 77380 New Orleans, Louisiana 70113 The Commission also is requested to send copies of all notices, orders and communications to: William S. Scherman Kathleen A. Foudy Skadden, Arps, Slate, Meagher & Flom 1440 New York Avenue, N.W. Washington, D.C. 20005 ITEM 1: DESCRIPTION OF PROPOSED TRANSACTION E. Financial Matters The following paragraph is hereby deleted: "Since this application was filed, rule 58 under the Act has been adopted. Because of the nature of the activities in which EPMC proposes to engage, EPMC may be an "energy related company" for purposes of the rule and, absent a specific order to the contrary, Entergy's investment in EPMC made pursuant to this order would count toward the rule's investment limitation. Because of the limited amount of the investments proposed in this application, EPMC proposes that Entergy's investments in EPMC that are proposed in this application should be excluded for purposes of calculating the investment cap under rule 58." SIGNATURE: Pursuant to the requirements of the Public Utility Holding Company Act of 1935, the undersigned company has duly caused this statement to be signed on its behalf by the undersigned thereunto duly authorized. Date: July 25, 1997 Entergy Power Marketing Corp. /s/ Christopher J. Bernard By: Christopher J. Bernard General Counsel Entergy Corporation /s/ William J. Regan, Jr. By: William J. Regan, Jr. Vice President and Treasurer Certificate of Service I, Jay Wasserman, certify that copies of the foregoing Amendment No. 6 were served upon the following by first-class mail, postage prepaid. Dated at Washington, D.C. this 25th day of July 1997. /s/Jay Wasserman Jay Wasserman Kenneth M. Carter, Esq. Mary W. Cochran Karen R. Carter, Esq. General Counsel Carter & Cates Arkansas Public Service Commission Suite 1230 - Energy Centre 1000 Center Street 1100 Poydras Street P.O. Box 400 New Orleans, LA 70163 Little Rock, AR 72203 Jacquelyn Frick, Director D. David Slaton Council Utilities Chief Administrative Regulatory Office Law Judge City Hall - Room 6E07 Arkansas Public Service Commission 1300 Perdido Street 1000 Center Street New Orleans, LA 70112 P.O. Box 400 Little Rock, AR 72203 Sherry A. Quirk, Esq. Montina M. Cole, Esq. Verner, Liipfert, Bernhard, McPherson and Hand, Chartered 901 15th Street, N.W. Washington, D.C. 20005 Avis Marie Russell City Attorney Law Department City Hall -Room 5E01 1300 Perdido Street New Orleans, LA 70112 -----END PRIVACY-ENHANCED MESSAGE-----