-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FN5DtT7hCeglm7xWkPTc2UeAF35utH73Esar4DSvXKCj4QkgC5byRQgBekQ+LWEc 5535n83H3vE/M99mxax0gg== 0000065984-96-000148.txt : 19960912 0000065984-96-000148.hdr.sgml : 19960912 ACCESSION NUMBER: 0000065984-96-000148 CONFORMED SUBMISSION TYPE: U-1/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19960911 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERGY CORP /DE/ CENTRAL INDEX KEY: 0000065984 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 135550175 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-1/A SEC ACT: 1935 Act SEC FILE NUMBER: 070-08889 FILM NUMBER: 96628775 BUSINESS ADDRESS: STREET 1: 639 LOYOLA AVE CITY: NEW ORLEANS STATE: LA ZIP: 70113 BUSINESS PHONE: 5045295262 FORMER COMPANY: FORMER CONFORMED NAME: ENTERGY GSU HOLDINGS INC /DE/ DATE OF NAME CHANGE: 19940329 FORMER COMPANY: FORMER CONFORMED NAME: ENTERGY CORP /FL/ DATE OF NAME CHANGE: 19940329 FORMER COMPANY: FORMER CONFORMED NAME: MIDDLE SOUTH UTILITIES INC DATE OF NAME CHANGE: 19890521 U-1/A 1 File No. 70-8889 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM U-1 ____________________________ AMENDMENT NO. 1 To APPLICATION-DECLARATION Under THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 ____________________________ Entergy Corporation 639 Loyola Avenue New Orleans, LA 70113 (Name of company filing this statement and address of principal executive offices) ____________________________ Entergy Corporation (Name of top registered holding company parent of each applicant or declarant) ____________________________ Terry L. Ogletree Gerald D. McInvale President Executive Vice President Entergy Enterprises, Inc. Chief Financial Officer 900 South Shackleford Road Entergy Corporation Little Rock, AR 72211 639 Loyola Avenue New Orleans, LA 70113 (Names and addresses of agents for service) ____________________________ The Commission is also requested to send copies of any communications in connection with this matter to: Frederick F. Nugent, Esq. Laurence M. Hamric, Esq. General Counsel General Attorney Entergy Enterprises, Inc. Entergy Services, Inc. 900 South Shackleford Road 639 Loyola Avenue Little Rock, AR 72211 New Orleans, LA 70113 Thomas C. Havens, Esq. Mayer, Brown & Platt 1675 Broadway New York, New York 10019 Item 3. Fees, Commissions and Expenses. The fees, commission and expenses expected to be paid or incurred, directly or indirectly, in connection with the proposed transactions are estimated to be approximately $10,000, including the filing fee of the Commission of $2,000, and fees and expenses of counsel of approximately $8,000. Item 6. Exhibits and Financial Statements. (a) Exhibits: F - Opinion of Frederick F. Nugent, Esq. SIGNATURES Pursuant to the requirements of the Public Utility Holding Company Act of 1935, the undersigned company has duly caused this amendment to be signed on its behalf by the undersigned thereunto duly authorized. ENTERGY CORPORATION By: /s/ Louis E. Buck, Jr. Louis E. Buck, Jr. Vice President, Chief Accounting Officer and Assistant Secretary Dated: September 11, 1996 EX-5 2 EXHIBIT F September 11, 1996 Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: File No. 70-8889 Entergy Corporation - Application-Declaration with Respect to Restructuring of Subsidiaries Ladies and Gentlemen: I am Assistant Secretary for Entergy Enterprises, Inc. and am familiar with the transactions described and proposed (the "Proposed Transactions") in the Application-Declaration on Form U- 1, as amended (the "Application"), filed with the Securities and Exchange Commission (the "Commission") under the Public Utility Holding Company Act of 1935, as amended (the "Act"), in the above- referenced File. The Proposed Transactions relate generally to the restructuring by Entergy Corporation ("Entergy") of its holdings in its indirect subsidiary company, Entergy Richmond Power Corporation ("Entergy Richmond"). I have examined, among other things, the Application and such other documents, certificates and corporate records, and such matters of law, as I have deemed necessary to form the basis of this opinion. Based upon the foregoing, it is my opinion that: 1. Entergy Richmond is a corporation validly organized and duly existing under the laws of the State of Delaware. 2. All actions necessary to make valid the Proposed Transactions will have been taken when: (i) the Application shall have been granted and/or permitted to become effective in accordance with the applicable provisions of the Act; and (ii) all requisite final action authorizing the Proposed Transactions shall have been taken by the Boards of Directors of Entergy, Entergy Richmond or Entergy Power Development Corporation, or by duly authorized officers or committees thereof. 3. When the foregoing steps have been taken, and assuming the Proposed Transactions are consummated in accordance with the Application and the related order or orders of the Commission: (i) all state laws applicable to the Proposed Transactions will have been complied with; (ii) the securities of Entergy Richmond being acquired by Entergy as described in the Application will be validly issued, fully paid and nonassessable, and Entergy will be entitled to the rights and privileges appertaining thereto as described in Entergy Richmond's charter; (iii) Entergy may lawfully acquire the securities of Entergy Richmond as described in the Application; and (iv) the consummation of the Proposed Transactions will not violate the legal rights of the holders of any securities issued by Entergy or any associate company thereof. I am a member of the Illinois bar and do not hold myself out as an expert on the laws of any other state. I hereby consent to the use of this opinion as an exhibit to the Application. Very truly yours, /s/ Frederick F. Nugent Frederick F. Nugent -----END PRIVACY-ENHANCED MESSAGE-----