0000065984-16-000536.txt : 20160505 0000065984-16-000536.hdr.sgml : 20160505 20160505170438 ACCESSION NUMBER: 0000065984-16-000536 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160503 FILED AS OF DATE: 20160505 DATE AS OF CHANGE: 20160505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERGY CORP /DE/ CENTRAL INDEX KEY: 0000065984 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 721229752 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 639 LOYOLA AVE CITY: NEW ORLEANS STATE: LA ZIP: 70113 BUSINESS PHONE: 5045764000 MAIL ADDRESS: STREET 1: PO BOX 61000 CITY: NEW ORLEANS STATE: LA ZIP: 70161 FORMER COMPANY: FORMER CONFORMED NAME: ENTERGY CORP /FL/ DATE OF NAME CHANGE: 19940329 FORMER COMPANY: FORMER CONFORMED NAME: ENTERGY GSU HOLDINGS INC /DE/ DATE OF NAME CHANGE: 19940329 FORMER COMPANY: FORMER CONFORMED NAME: MIDDLE SOUTH UTILITIES INC DATE OF NAME CHANGE: 19890521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEST RODERICK K CENTRAL INDEX KEY: 0001261751 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11299 FILM NUMBER: 161624818 MAIL ADDRESS: STREET 1: 1600 PERDIDO STREET STREET 2: BLDG 505 CITY: NEW ORLEANS STATE: LA ZIP: 70112 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-05-03 0000065984 ENTERGY CORP /DE/ ETR 0001261751 WEST RODERICK K C/O ENTERGY CORPORATION LEGAL DEPARTMENT 639 LOYOLA AVENUE, 26TH FLOOR NEW ORLEANS LA 70113 0 1 0 0 EVP & Chief Admin. Officer Common Stock 2016-05-03 4 M 0 40000 64.60 A 69223 D Common Stock 2016-05-03 4 S 0 40000 75.77 D 29223 D Common Stock 2016-05-03 4 M 0 24000 63.17 A 53223 D Common Stock 2016-05-03 4 S 0 24000 75.75 D 29223 D Common Stock 2971 I By 401(k) Employee Stock Option (Right to Buy) 64.60 2016-05-03 4 M 0 40000 0 D 2023-01-31 Common Stock 40000 0 D Employee Stock Option (Right to Buy) 63.17 2016-05-03 4 M 0 24000 0 D 2024-01-30 Common Stock 24000 12000 D Includes 136 shares of Entergy common stock acquired under a dividend reinvestment provision of Entergy Corporation's 2011 Equity Ownership Plan. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $75.71 to $75.84. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $75.69 to $75.78. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. The options vested in three equal annual installments on January 23, 2014, 2015 and 2016. The options vested in two equal annual installments on January 30, 2015 and 2016. /s/ Daniel T. Falstad by power of attorney 2016-05-05