-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I5f23bcDQt79In5o1q/VIGjl+rd96bGDphfvHZ2HCBIA8wJj6VwTl8vOMJaDNpep quoHPOX5BREMncPCcaGs3Q== 0000065984-04-000157.txt : 20040330 0000065984-04-000157.hdr.sgml : 20040330 20040330120017 ACCESSION NUMBER: 0000065984-04-000157 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20040330 EFFECTIVENESS DATE: 20040330 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERGY CORP /DE/ CENTRAL INDEX KEY: 0000065984 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 721229752 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: 1935 Act SEC FILE NUMBER: 070-09749 FILM NUMBER: 04698988 BUSINESS ADDRESS: STREET 1: 639 LOYOLA AVE CITY: NEW ORLEANS STATE: LA ZIP: 70113 BUSINESS PHONE: 5045764000 MAIL ADDRESS: STREET 1: PO BOX 61000 CITY: NEW ORLEANS STATE: LA ZIP: 70161 FORMER COMPANY: FORMER CONFORMED NAME: ENTERGY CORP /FL/ DATE OF NAME CHANGE: 19940329 FORMER COMPANY: FORMER CONFORMED NAME: ENTERGY GSU HOLDINGS INC /DE/ DATE OF NAME CHANGE: 19940329 FORMER COMPANY: FORMER CONFORMED NAME: MIDDLE SOUTH UTILITIES INC DATE OF NAME CHANGE: 19890521 35-CERT 1 a09004.htm UNITED STATES OF AMERICA

UNITED STATES OF AMERICA

 BEFORE THE SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C.

  

In the Matter of

ENTERGY CORPORATION

 File No. 70-9749

(Public Utility Holding Company
Act of 1935)

 

 

 

CERTIFICATE
PURSUANT TO
RULE 24

  

                        This is to certify, pursuant to Rule 24 under the Public Utility Holding Company Act of 1935, as amended, that for the quarterly period ended December 31, 2003, the transactions described below, which were proposed by Entergy Corporation (the “Company” or “Entergy”) in the Application-Declaration on Form U-1, as amended, in the above referenced File (“Application-Declaration”), have been carried out in accordance with the terms and conditions of and for the purposes represented by the Application-Declaration and pursuant to the Order of the Securities and Exchange Commission dated April 3, 2001, as amended by the Supplemental Order dated November 25, 2002.

  

 (1) The per share purchase and market prices for each sale of common stock, preferred stock or other forms of preferred or equity linked securities on the date of each sale.

 None.

 (2) The total number of shares of common stock issued or available for issuance under options granted during the reporting period.

 11,862,777 shares of common stock are available for issuance pursuant to the terms of options granted during this period.

 (3) The number and price of, and restrictions on, common shares issued in connection with the acquisition of another business.

 None.

 (4) The principal amount of, and the terms and conditions associated with the issuance of Long-Term Debt.

 

On November 20, 2003, Entergy issued   (i) an aggregate of $15,000,000 principal amount of the Company’s 6.23% Senior Notes due March 15, 2008 and (ii) an aggregate of $140,000,000 principal amount of the Company’s 6.90% Senior Notes due November 15, 2010. The Senior Notes are subject to the terms and conditions contained in (i) an Indenture, which is incorporated by reference as Exhibit 4(a)(4) to Entergy’s Annual Report on Form 10-K for the fiscal year ended December 31, 2002, and (ii) Officer’s Certificates, which are incorporated by reference as Exhibit 4(a)(9) and Exhibit 4(a)(10), respectively, to Entergy’s Annual Report on Form 10-K for the fiscal year ended December 31, 2003 (the “2003 Form 10-K”).

On November 24, 2003, Entergy entered into a $35,000,000 Credit Agreement with Bayerische Hypo- und Vereinsbank AG, New York Branch as lender and administrative agent.  The maturity date of the credit facility is November 24, 2008.  The Credit Agreement is incorporated by reference as Exhibit 4(a)(11) to Entergy’s 2003 Form 10-K.

 (5) The principal amount of, and the terms and conditions associated with, the issuance of Short-Term Debt.

None. 

 (6) The notional amount and principal terms of, and the counter parties to, any Interest Rate Hedge or Anticipatory Hedge entered into during the reporting period.

 None.

(7) The name of, and amount invested in, any new Financing Subsidiary.

 None. 

 (8) A list of all Form U-6B-2 filings made during the reporting period, including the date of the filing.

None.

 (9) Entergy’s consolidated balance sheet and the balance sheet for any company that engaged in a financing transaction during the reporting period, each showing the type and outstanding amount of debt or equity, as the case may be.

 Entergy’s consolidated balance sheet is incorporated by reference to Entergy’s  2003 Form 10-K.

(10) A calculation of Entergy’s debt to equity ratio for the quarter ending December 31, 2003.

 Filed herein as Exhibit 10(a).

 

 

IN WITNESS WHEREOF, the Company has caused this certificate to be executed this 30th day of March, 2004.

                 

 

ENTERGY CORPORATION

 

 

 

 

 

By:           

      /s/ Steven C. McNeal

            Steven C. McNeal
Vice President and Treasurer

                                                                                                   
                                                                                               

EX-99 3 a09004ex10a.htm

Entergy Corporation Consolidated

(In 000's)

Exhibit 10(a)

ETR
12/31/2003
Common Stock                   2,482  
Paid In Capital            4,767,615  
Retained Earnings            4,502,508  
Accum. Other comp. income                  (7,795)  
Less Treasury Stk
             (561,152)
 
Common Equity            8,703,658  
 
Preferred-w/o sink
              334,337
Total Prefered               334,337
 
Preferred-w sink                 20,852
Long-Term Debt            7,322,940
L-T Cap Leases               153,898
Current Cap Leases               159,978
Current L-T debt               524,372
Notes Payable
                    351
Total Debt            8,182,391
Total Cap
          17,220,386
Equity 50.5%
Preferred 1.9%
Debt
47.5%
100.0%
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