U-9C-3 1 a08804.htm UNITED STATES






UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549







FORM U-9C-3






QUARTERLY REPORT PURSUANT TO RULE 58

For the Quarterly Period Ended December 31, 2003







ENTERGY CORPORATION
(a Delaware corporation)
639 Loyola Avenue
New Orleans, Louisiana 70113
Telephone (504) 576‑4000
__________________________________________________________________
(Name of registered holding company and address of principal executive offices)

 

 

 

 

ITEM 1 - ORGANIZATION CHART

 

            N/A for the fourth calendar quarter of the fiscal year.

 

ITEM 2 - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS

 


Company issuing security

Type of
security
 issued

Principal amount of
 security


Issue or renewal


Cost of
capital

Person to
whom security
 was issued

Collateral
given with
 security

Consideration
received for
each security

 

 

 

 

 

 

 

 

N/A

N/A

-0-

N/A

-0-

N/A

N/A

-0-

 

 

 

 

 

 

 

 

 

Company contributing capital

Company receiving capital

Amount of capital contribution

Entergy Retail Holding Company

Entergy Solutions Ltd.
(ESLTD)

$1,502,397

 

 

 

Entergy Retail Texas, Inc.

ESLTD

$15,176

 

 

 

Entergy District Energy Holdings LLC

Entergy Solutions District Energy LLC
(ESDEL)

$23,836,000

 

 

 

ESDEL

Entergy Solutions District Systems LLC
(ESDSL)

$21,972,955

 

 

 

ESDSL

Entergy Solutions Cooling LP
(ESCL)

$21,864,340

 

 

 

ESDSL

Entergy Solutions GP LLC
(ESGP)

$109,871

 

 

 

ESGP

ESCL

$109,871

 

 

 

 

ITEM 3 - ASSOCIATE TRANSACTIONS

 

Part I - Transactions Performed by Reporting Companies on Behalf of Associate Companies

 

Reporting
company rendering
  services

Associate
company receiving
  services

Types of
services
 rendered


Direct costs
 charged


Indirect costs
  charged


Cost of
capital


Total amount
  billed

 

 

 

 

 

 

 

Entergy Power RS LLC
(EPRS)

RS Cogen LLC
(RS Cogen)

Management, administrative, tax, and accounting services

$73,292

$-0-

N/A

$73,2921

 

 

 

 

 

 

 

Part I - Transactions Performed by Reporting Companies on Behalf of Associate Companies - Continued

 

Entergy Solutions
Supply Ltd.
(ESSLT)

ESLTD

Energy supply a
cquisition services

$     933,365

$   -0-

N/A

$    933,365

 

 

 

 

 

 

 

Entergy-Koch Trading LP
(EKTLP)

EWO Marketing, LP
(EWOM)

Energy commodity
marketing services

$670,161

$-0-

N/A

$670,161

 

 

 

 

 

 

 

EKTLP

Entergy-Koch Trading Canada, ULC
(EKT-Canada)

Same as above

$48,696

$-0-

N/A

$48,696

 

 

 

 

 

 

 

EKTLP

EWOM

Professional services
and back office support

$159,349

$-0-

N/A

$159,349

 

 

 

 

 

 

 

EKTLP

Entergy-Koch Trading Ltd. (UK)

Same as above

$23,550

$-0-

N/A

$23,550

 

 

 

 

 

 

 

EKTLP

EKT-Canada

Same as above

$158,722

$-0-

N/A

$158,722

 

 

 

 

 

 

 

EWOM

Entergy Power, Inc.

Energy commodity
marketing services

$207,202

$-0-

N/A

$207,202

 

 

 

 

 

 

 

EWOM

Entergy Power Warren Corp. I

Energy commodity
marketing services

$207,202

$-0-

N/A

$207,202

 

Part II - Transactions Performed by Associate Companies on Behalf of Reporting Companies

 

Associate
company rendering
  services

Reporting
company receiving
services

Types of
  services
rendered


Direct costs 
charged


Indirect costs 
charged


Cost of 
capital


Total amount
  billed

 

 

 

 

 

 

 

Entergy Enterprises, Inc.
(EEI)

EWOM

Professional services
and back office support

$403,201

$-0-

N/A

$403,201

 

 

 

 

 

 

 

EEI

EKTLP

Same as above

$210,329

$-0-

N/A

$210,329

 

 

 

 

 

 

 

EEI

Entergy Holdings LLC
(EHLLC)

Same as above

$61,868

$-0-

N/A

$61,868

 

 

 

 

 

 

 

EEI

Entergy Thermal LLC
(Entergy Thermal)

Same as above

$524,433

$-0-

N/A

$524,433

 

 

 

 

 

 

 

EEI

Entergy Thermal-UNO LLC
(Entergy Thermal-UNO)

Same as above

($1,657)

$-0-

N/A

($1,657)

 

 

 

 

 

 

 

EEI

ESLTD

Same as above

$1,979,029

$-0-

N/A

$1,979,029

 

 

 

 

 

 

 

EEI

Entergy Solutions Essentials Ltd.
(ESSEN)

Same as above

($20)

$-0-

N/A

($20)

 

 

 

 

 

 

 

EEI

Entergy Solutions Select Ltd.
(ESOLS)

Same as above

$50,961

$-0-

N/A

$50,961

 

 

 

 

 

 

 

EEI

ESSLT

Same as above

$37,074

$-0-

N/A

$37,074

 

 

 

 

 

 

 

EEI

ESDEL

Same as above

$262,468

$-0-

N/A

$262,468

Part II - Transactions Performed by Associate Companies on Behalf of Reporting Companies – Continued

 

Associate
company
rendering
services

Reporting
company
 receiving
 services


Types of
  services
rendered



Direct costs
  charged


Indirect
costs
 charged



Cost of
  capital



Total amount
  billed

 

 

 

 

 

 

 

EEI

ESCL

Same as above

$144,727

$-0-

N/A

$144,727

 

 

 

 

 

 

 

EEI

TLG Services, Inc.
(TLG)

Same as above

$241,433

$-0-

N/A

$241,433

 

 

 

 

 

 

 

EEI

EPRS

Management, administrative,
 tax, and accounting services

$138,856

$-0-

N/A

$138,856

 

 

 

 

 

 

 

Entergy Solutions Management Services LLC (ESLMS)

ESLTD

Professional services and
 back office support

$2,025,144

$-0-

N/A

$2,025,144

 

 

 

 

 

 

 

ESLMS

Entergy Thermal

Same as above

$116

$-0-

N/A

$116

 

 

 

 

 

 

 

Entergy Retail Texas, Inc.

ESLTD

Professional services and
back office support

$8,908

$-0-

N/A

$8,908

 

 

 

 

 

 

 

Entergy-Koch, LP

EKTLP

Same as above

$1,340,123

$-0-

N/A

$1,340,123

 

 

 

 

 

 

 

Entergy Nuclear, Inc.

TLG

O&M Services relating to decommissioning of nuclear
electric generating facilities

$143,836

$-0-

N/A

$143,836

 

 

 

 

 

 

 

Entergy Nuclear
Operations, Inc.

TLG

Same as above

$274,000

$-0-

N/A

$274,000

 

ITEM 4 – SUMMARY OF AGGREGATE INVESTMENT

 

 

 

Investments in energy-related companies:

 

 

      Total consolidated capitalization as of December 31, 2003

$17,220,386,000

Line 1

      Total capitalization multiplied by 15% (line 1 multiplied by 0.15)

2,583,057,900

Line 2

      Greater of $50 million or line 2

2,583,057,900

Line 3

 

 

 

      Total current aggregate investment:

 

 

           Energy management services (SOURCEONE, INC.)

996,084

 

           Energy marketing and brokering (ESLTD, EKTLP, EWO GP LLC, EWOM, ESOLS, ESSEN,
             Tradespark, and ESSLT)


717,534,010

 

         Energy related technical and similar services (EHLLC, Entergy Thermal, Entergy Thermal – UNO,
             TLG, Entergy Nuclear Environmental Services, LLC, ESDEL, ESDSL, ESCL, and ESGP)


82,605,942

 

         Development and ownership of QFs (EPRS and RS Cogen)

189,300,000

 

         Ownership, operation, and servicing of fuel procurement, transportation, handling, and storage
              facilities (Entergy Nuclear PFS, Inc., Private Fuel Storage LLC, and EnerSea Transport, LLC)


877,000

 

               Total current aggregate investment

991,313,036

Line 4

 

 

 

      Difference between the greater of $50 million or 15% of capitalization and the total aggregate
           investment of the registered holding company system (line 3 less line 4)
 


$1,591,744,864


Line 5

 

ITEM 5 – OTHER INVESTMENTS

 

Major line of energy-
related business

Other investment in last
U-9C-3 report

Other investment in this
U-9C-3 report

Reason for difference in
other investment

 

 

 

 

N/A

-0-

-0-

N/A

 

 

ITEM 6 - FINANCIAL STATEMENTS AND EXHIBITS

 

  Financial Statements

             N/A for the fourth calendar quarter of the fiscal year.

 

B.    Exhibits

     1.        Certificate of filing of Form U-9C-3 for the 3rd Quarter of 2003 with interested state
             commissions and municipal regulator.

 

 

SIGNATURE

 

             Pursuant to the requirements of the Public Utility Holding Company Act of 1935, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Entergy Corporation

 

 

 

 

By:                   /s/ Nathan E. Langston         

 

Nathan E. Langston
Senior Vice President and Chief Accounting Officer

 

 

 

 

 

 Dated:  March 30, 2004

 

 

  1.  These services were provided on a basis other than "at cost," pursuant to the Commission's December 20, 2002 order (HCAR No. 27626).