-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UW45BPthHnKeWACmErGLcOSFZ25zvQ42yxp995q/pA2uC30spKx7ibEHNaPGl5mq YCNlqeA/eawHSV/H+lAW0g== 0000065984-04-000056.txt : 20040129 0000065984-04-000056.hdr.sgml : 20040129 20040129112739 ACCESSION NUMBER: 0000065984-04-000056 CONFORMED SUBMISSION TYPE: U-12-IB PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040129 EFFECTIVENESS DATE: 20040129 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROBERTS RORY L CENTRAL INDEX KEY: 0001166965 FILING VALUES: FORM TYPE: U-12-IB MAIL ADDRESS: STREET 1: ENTERGY CORP STREET 2: PO BOX 61000 CITY: NEW ORLEANS STATE: LA ZIP: 70161 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ENTERGY CORP /DE/ CENTRAL INDEX KEY: 0000065984 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 721229752 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-12-IB SEC ACT: 1935 Act SEC FILE NUMBER: 012-00016 FILM NUMBER: 04551069 BUSINESS ADDRESS: STREET 1: 639 LOYOLA AVE CITY: NEW ORLEANS STATE: LA ZIP: 70113 BUSINESS PHONE: 5045764000 MAIL ADDRESS: STREET 1: PO BOX 61000 CITY: NEW ORLEANS STATE: LA ZIP: 70161 FORMER COMPANY: FORMER CONFORMED NAME: ENTERGY CORP /FL/ DATE OF NAME CHANGE: 19940329 FORMER COMPANY: FORMER CONFORMED NAME: ENTERGY GSU HOLDINGS INC /DE/ DATE OF NAME CHANGE: 19940329 FORMER COMPANY: FORMER CONFORMED NAME: MIDDLE SOUTH UTILITIES INC DATE OF NAME CHANGE: 19890521 U-12-IB 1 a04304.htm U-12(I)-B

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 2004
 

STATEMENT PURSUANT TO SECTION 12(I) OF PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY THEREOF
AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE EXPENSES AS SPECIFIED IN RULE U-71(b)
(To be filed in DUPLICATE.  If acknowledgment is desired, file in triplicate.)
 

1.

Name and business address of person filing statement.

 


Rory L. Roberts
639 Loyola Avenue
New Orleans, LA 70113
 

2.

Names and business addresses of any persons through whom the undersigned proposes to act in matters included within the exemption provided by paragraph (b) of Rule U-71.

 


None

 

 

3.

Registered holding companies and subsidiary companies by which the undersigned is regularly employed or retained.

 


Entergy Services, Inc.

 

 

4.

Position or relationship in which the undersigned is employed or retained by each of the companies named in Item 3, and brief description of nature of services to be rendered in each such position or relationship.

 


Position Held:  Director, Income Tax Accounting and Compliance

My duties may include, from time to time, presenting, advocating or opposing matters affecting Entergy Corporation and its subsidiary companies before Congress and members and committees thereof, and before this Commission and the Federal Energy Regulatory Commission and members, officers and employees of such Commissions.

The services required to be described in this form under Section 12(i) of the Public Utility Holding Company Act of 1935 are incidental to the undersigned's primary and principal duties and, although such services vary in extent from time to time, they represent overall only a comparatively minor portion of the total services rendered

 

 

5(a)

Compensation received during the prior year and to be received during the calendar year by the undersigned or others, directly or indirectly, for services rendered by the undersigned, from each of the companies designated in Item 3.  (Use column (a) as supplementary statement only.)

 

            Salary or other compensation

Name of Recipient

During Prior Year

(a)

To be received

(b)

Person or company from whom received or to be received

      Rory L. Roberts

$3,000

$5,000

              Entergy Services, Inc.

 

5(b)

Basis for compensation if other than salary.

 

 

6.

(To be answered in supplementary statement only.  See instructions.)  Expenses incurred by the undersigned or any person named in Item 2, above, during the calendar year in connection with the activities described in Item 4, above, and the source or sources of reimbursement for same.

 

 

 (a) Total amount of routine expenses charged to client:     $5
 (b) Itemized list of all other expenses:                                    No other expenses

 

 

In accordance with the provisions of subdivision (c) of Rule U-71, the undersigned files this statement as an advance statement.

 

 

 

Signed:          /s/ Rory L. Roberts                        Dated: 1-6-2004
                          Rory L. Roberts

 

           

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