-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EOLVE76CoveFT0lKHITqDBflwwHg7E8LBJp/TqTgWGoinxL3nOUnhhw17VGqtQB1 keDKIwk4Xykel2QCc/i6lQ== 0000065984-03-000407.txt : 20031124 0000065984-03-000407.hdr.sgml : 20031124 20031124100214 ACCESSION NUMBER: 0000065984-03-000407 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20031124 EFFECTIVENESS DATE: 20031124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERGY CORP /DE/ CENTRAL INDEX KEY: 0000065984 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 721229752 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: 1935 Act SEC FILE NUMBER: 070-09749 FILM NUMBER: 031019616 BUSINESS ADDRESS: STREET 1: 639 LOYOLA AVE CITY: NEW ORLEANS STATE: LA ZIP: 70113 BUSINESS PHONE: 5045764000 MAIL ADDRESS: STREET 1: PO BOX 61000 CITY: NEW ORLEANS STATE: LA ZIP: 70161 FORMER COMPANY: FORMER CONFORMED NAME: ENTERGY CORP /FL/ DATE OF NAME CHANGE: 19940329 FORMER COMPANY: FORMER CONFORMED NAME: ENTERGY GSU HOLDINGS INC /DE/ DATE OF NAME CHANGE: 19940329 FORMER COMPANY: FORMER CONFORMED NAME: MIDDLE SOUTH UTILITIES INC DATE OF NAME CHANGE: 19890521 35-CERT 1 a22103.htm UNITED STATES OF AMERICA

UNITED STATES OF AMERICA

BEFORE THE SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C.

 

In the Matter of

ENTERGY CORPORATION

File No. 70-9749

(Public Utility Holding Company

Act of 1935)

 

 

CERTIFICATE

PURSUANT TO

RULE 24

 

 

This is to certify, pursuant to Rule 24 under the Public Utility Holding Company Act of 1935, as amended, that for the quarterly period ended September 30, 2003, the transactions described below, which were proposed by Entergy Corporation (the "Company" or "Entergy") in the Application-Declaration on Form U-1, as amended, in the above referenced File ("Application-Declaration"), have been carried out in accordance with the terms and conditions of and for the purposes represented by the Application-Declaration and pursuant to the Order of the Securities and Exchange Commission dated April 3, 2001, as amended by the Supplemental Order dated November 25, 2002.

 

(1) The per share purchase and market prices for each sale of common stock, preferred stock or other forms of preferred or equity linked securities on the date of each sale.

None.

(2) The total number of shares of common stock issued or available for issuance under options granted during the reporting period.

14,689,801 shares of common stock are available for issuance pursuant to the terms of options granted during this period.

(3) The number and price of, and restrictions on, common shares issued in connection with the acquisition of another business.

None.

(4) The principal amount of, and the terms and conditions associated with the issuance of Long-Term Debt.

 

 

 

On September 24, 2003, Entergy issued $150,000,000 in aggregate principal amount of the Company's 6.13% Senior Notes due September 15, 2008. The Senior Notes are subject to the terms and conditions contained in (i) an Indenture, which is incorporated by reference as Exhibit 4(a)(4) to Entergy's Annual Report on Form 10-K for the fiscal year ended December 31, 2002, and (ii) an Officer's Certificate, which is incorporated by reference as Exhibit 4(a) to Entergy's Quarterly Report on Form 10-Q for the quarter ended September 30, 2003.

(5) The principal amount of, and the terms and conditions associated with, the issuance of Short-Term Debt.

None.

(6) The notional amount and principal terms of, and the counter parties to, any Interest Rate Hedge or Anticipatory Hedge entered into during the reporting period.

None.

(7) The name of, and amount invested in, any new Financing Subsidiary.

None.

(8) A list of all Form U-6B-2 filings made during the reporting period, including the date of the filing.

None.

(9) Entergy's consolidated balance sheet and the balance sheet for any company that engaged in a financing transaction during the reporting period, each showing the type and outstanding amount of debt or equity, as the case may be.

Entergy's consolidated balance sheet is incorporated by reference to Entergy's Quarterly Report on Form 10-Q for the quarter ended September 30, 2003.

(10) A calculation of Entergy's debt to equity ratio for the quarter ending September 30, 2003.

Filed herein as Exhibit 10(a).

 

IN WITNESS WHEREOF, the Company has caused this certificate to be executed this 24
day of November, 2003.

 

ENTERGY CORPORATION

   
 

By:

     /s/ Steven C. McNeal         

           Steven C. McNeal
Vice President and Treasurer

 

EX-99 3 a22103ex.htm
ETR Consolidated    
Dollars in 000's    
     
Common Stock   2,482
Paid In Capital   4,696,598
Retained Earnings   4,644,880
Accum. Other comp. income   (3,765)
Less Treasury Stk   (569,197)
Common Equity   8,770,998
     
Preferred-w sink   20,877
Preferred-w/o sink   334,337
Total Preferred   355,214
     
Long-Term Debt   7,440,816
QUIPS   215,000
L-T Cap Leases   165,512
Current Cap Leases   154,911
Current L-T debt   570,381
Notes Payable   351
Total Debt   8,546,971
     
Total Cap  
17,673,183
     
Equity   49.6%
Preferred   2.0%
Debt   48.4%
    100.0%
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