FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
ENTERGY CORP /DE/ [ ETR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 05/16/2003 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) 05/19/2003 |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Entergy Corporation Common Stock | 05/16/2003 | M(1) | 547 | A | 48.65 | 547 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phanton Units | 48.65(1) | 05/16/2003 | M(1) | 547 | 05/16/2003 | 05/16/2003(1) | ETR Common | 547 | $48.65 | 0 | D | ||||
Phantom Units | 48.65(2) | 05/16/2003 | M | 15,635 | 05/16/2003 | 05/16/2003(2) | ETR Common | 15,635 | $48.65 | 0 | D | ||||
Phantom Units | 48.65 | 05/16/2003 | D(1) | 364 | 05/16/2003 | 05/16/2003 | ETR Common | 364 | $48.65 | 0 | D |
Explanation of Responses: |
1. This amended form is filed to more fully describe the disposition of 911 phantom units reported in the Form 4 filed on May 19, 2003. Filing individual terminated service with the Company on May 15, 2003. Pursuant to the terms of the Company's Equity Awards Program within the Equity Ownership Plan, the filing individual's 911 phantom units in this program were distributed as follows: 60% of the units were converted to common shares as reflected on Table I (547 shares) and 40% of the units were paid in cash and used to pay tax withholding (364 units). These sales are exempt from Section 16(b) under Rule 16b-3. |
2. Filing individual terminated his employment on May 15, 2003. As provided in the Company's Equity Ownership Plan, he had previously deferred his gain from Stock-for-Stock option exercises into phantom units held in a brokerage account. Upon termination of employment, the value of all phantom units in his brokerage account must be immediately distributed in cash. The value of the phantom units is based on the closing price on the day of termination. Note: Filing individual had a balance of 1,259 Entergy shares in his Savings Plan as of March 31, 2003. |
Christopher T. Screen for Geoffrey D. Roberts | 05/21/2003 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |