U-1/A 1 0001.txt (As filed January 5, 2001) File No. 70-9723 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ________________________________________________________ Amendment No. 4 on FORM U-1/A APPLICATION/DECLARATION under THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 _________________________________________________________ Entergy Corporation 639 Loyola Avenue New Orleans, LA 70113 (Name of company filing this statement and address of principal executive office) _____________________________________________________ Entergy Corporation (Name of top registered holding company parent) ______________________________________________________ C. John Wilder Executive Vice President and Chief Financial Officer Entergy Corporation 639 Loyola Avenue New Orleans, LA 70113 (Name and address of agent for service) ________________________________________________________ The Commission is requested to send copies of all notices, orders and communications in connection with this Application or Declaration to: Christopher J. Bernard William T. Baker, Jr. Entergy Power Marketing Corp. Thelen Reid & Priest LLP Parkwood 2 Building 40 West 57th Street, Suite 2500 10055 Grogans Mills Road New York, New York 10019 The Woodlands, Texas 77380 Elizabeth A. Martin, Senior Counsel Entergy Services, Inc. 639 Loyola Avenue New Orleans, LA 70113 The Application-Declaration filed in this proceeding on July 25, 2000, as amended by Amendment No. 1, filed September 5, 2000, Amendment No.2, filed October 20, 2000, and Amendment No. 3, filed January 4, 2001, is hereby further amended as follows: 1. The third paragraph of Item 1.3.5 - Affiliate Transactions, is hereby deleted. 2. Item 4 - Regulatory Approvals, is amended to read as follows: No state commission and no federal commission, other than this Commission, has jurisdiction over any of the transactions proposed herein. The FERC has jurisdiction under the Federal Power Act over and has approved the merger of the power marketing operations of EPMC and KET. The order of the FERC is filed for informational purposes as Exhibit D-3 hereto. In addition, the pre-notification requirements of the Hart-Scott-Rodino Antitrust Improvements Act of 1976 may apply to certain future acquisitions of Energy-Related Assets by Entergy, depending upon, among other factors, the dollar amount of any such transaction. Entergy will not consummate any acquisition of Energy-Related Assets or of the equity securities of any company substantially all of whose assets consist of Energy-Related Assets unless it has obtained all other applicable state or federal regulatory approvals. SIGNATURE Pursuant to the requirements of the Public Utility Holding Company Act of 1935, as amended, the undersigned company has duly caused this statement to be signed on its behalf by the undersigned thereunto duly authorized. Entergy Corporation By: /s/ Michael G. Thompson Name: Michael G. Thompson Title: Senior Vice President, General Counsel and Secretary Date: January 5, 2001