0001493152-23-043462.txt : 20231201 0001493152-23-043462.hdr.sgml : 20231201 20231201173024 ACCESSION NUMBER: 0001493152-23-043462 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231201 FILED AS OF DATE: 20231201 DATE AS OF CHANGE: 20231201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spitzer Mark Bradley CENTRAL INDEX KEY: 0001814413 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34170 FILM NUMBER: 231460600 MAIL ADDRESS: STREET 1: 5 MINK TRAP LANE CITY: SHARON STATE: MA ZIP: 02067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MICROVISION, INC. CENTRAL INDEX KEY: 0000065770 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 911600822 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18390 NE 68TH STREET CITY: REDMOND STATE: WA ZIP: 98052 BUSINESS PHONE: 425-936-6847 MAIL ADDRESS: STREET 1: 18390 NE 68TH STREET CITY: REDMOND STATE: WA ZIP: 98052 FORMER COMPANY: FORMER CONFORMED NAME: MICROVISION INC DATE OF NAME CHANGE: 19960724 4 1 ownership.xml X0508 4 2023-12-01 0 0000065770 MICROVISION, INC. MVIS 0001814413 Spitzer Mark Bradley 18390 NE 68TH STREET REDMOND WA 98052 1 0 0 0 0 Common Stock 2023-12-01 4 M 0 11439 0.00 A 64661 D Restricted Stock Units 0.00 2023-12-01 4 M 0 11439 0.00 D Common stock 11439 0 D Represents shares of common stock that would have been delivered to the reporting person upon vesting of the restricted stock units, or RSUs. However, the reporting person previously elected to defer delivery of the shares as reported herein. At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment. Includes 22,878 vested RSUs that have not been delivered to the reporting person pursuant to the reporting person's election to defer delivery as reported herein. RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. The reporting person previously elected to defer receipt of the shares of common stock underlying RSUs upon vesting. In accordance with the reporting person's deferral election the vested shares will be delivered to the reporting person when the reporting person ceases to provide services to the Issuer or upon a change of control of the Issuer. /s/ Elizabeth A. Mandle, attorney-in-fact for Mark B. Spitzer 2023-12-01