8. Investment In and Advances to Affiliates (Tables)

9 Months Ended

Sep. 30, 2014

Siebert Brandford Shank Co LLC [Member]

Investment In and Advances to Affiliate

	September 30,
	2014			2013
Total assets including secured demand note of $1,200,000 due from Siebert		25,802,000
Total liabilities including subordinated liabilities of $1,200,000 due to Siebert		9,905,000
Total members’ capital		15,897,000
Regulatory minimum net capital requirement		250,000
Nine months ended:
Total revenues		16,661,000			16,991,000
Net income (loss)		8,000			(380,000	)
Three months ended:
Total revenues		4,277,000			7,962,000
Net (loss) income		(802,000	)		1,562,000

SBS Financial Products Co LLC [Member]

Investment In and Advances to Affiliate

	September 30,			September 30,
	2014			2013
Total assets		551,000
Total liabilities		—
Total members’ capital		551,000
Nine months ended:
Total revenues		0			(226,000	)*
Net loss		(18.000	)		(430,000	)
Three months ended:
Total revenues		0			(18,000	)*
Net loss		(7,000	)		(70,000	)
*Negative balance was attributable to unrealized loss on derivative contracts.