8. Investment In and Advances to Affiliates (Tables)

9 Months Ended

Sep. 30, 2013

SBSFinancialProductsCoLLC

Investment In and Advances to Affiliate

	September 30,
	2013			2012
Total assets including secured demand note of $1,200,000 due from Siebert		20,897,000
Total liabilities including subordinated liabilities of $1,200,000 due to Siebert		5,554,000
Total members’ capital		15,343,000
Regulatory minimum net capital requirement		250,000
Nine months ended:
Total revenues		16,991,000			20,785,000
Net (loss) income		(380,000	)		1,812,000
Three months ended:
Total revenues		7,962,000			6,731,000
Net income		1,562,000			380,000

SiebertBrandfordShankCoLLC

Investment In and Advances to Affiliate

	September 30,
	2013			2012
Total assets		16,694,000
Total liabilities		16,077,000
Total members’ capital		617,000
Nine months ended:
Total revenues		(226,000	)*		277,000
Net (loss) income		(430,000	)		126,000
Three months ended:
Total revenues		(18,000	)*		226,000
Net (loss) income		(70,000	)		174,000
*Negative balance was attributable to unrealized loss on derivative contracts.