<SEC-DOCUMENT>0001213900-23-097133-index.html : 20231220 <SEC-HEADER>0001213900-23-097133.hdr.sgml : 20231220 <ACCEPTANCE-DATETIME>20231220083032 ACCESSION NUMBER: 0001213900-23-097133 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 15 CONFORMED PERIOD OF REPORT: 20231219 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Termination of a Material Definitive Agreement ITEM INFORMATION: Material Modifications to Rights of Security Holders ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20231220 DATE AS OF CHANGE: 20231220 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP CENTRAL INDEX KEY: 0000065596 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 111796714 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-05703 FILM NUMBER: 231499442 BUSINESS ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-644-2400 MAIL ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: MICHAELS J INC DATE OF NAME CHANGE: 19950221 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>ea190353-8k_siebertfin.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: ea190353-8k_siebertfin.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.41 <SEQUENCE>2 <FILENAME>ea190353ex10-41_siebertfin.htm <DESCRIPTION>TERMINATION AND SETTLEMENT AGREEMENT, DATED DECEMBER 19, 2023 <TEXT> Document 2 - file: ea190353ex10-41_siebertfin.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.42 <SEQUENCE>3 <FILENAME>ea190353ex10-42_siebertfin.htm <DESCRIPTION>AMENDED AND RESTATED STOCKHOLDERS' AGREEMENT, DATED DECEMBER 19, 2023 <TEXT> Document 3 - file: ea190353ex10-42_siebertfin.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>4 <FILENAME>ea190353ex99-1_siebertfin.htm <DESCRIPTION>PRESS RELEASE, DATED DECEMBER 19, 2023 <TEXT> Document 4 - file: ea190353ex99-1_siebertfin.htm
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</DOCUMENT> <DOCUMENT> <TYPE>EX-101.PRE <SEQUENCE>7 <FILENAME>sieb-20231219_pre.xml <DESCRIPTION>XBRL PRESENTATION FILE <TEXT> Document 7 - file: sieb-20231219_pre.xml
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