XML 44 R34.htm IDEA: XBRL DOCUMENT v3.23.3
Receivables From, Payables To, and Deposits With Broker-Dealers and Clearing Organizations (Tables)
 9 Months Ended
Sep. 30, 2023
Receivables From, Payables To, and Deposits With Broker-Dealers and Clearing Organizations [Abstract]  
Schedule of amounts receivable from, payables to, and deposits with broker-dealers and clearing organizations Amounts receivable from, payables to, and deposits with broker-dealers and clearing organizations consisted of the following as of the periods indicated:
  

As of

September 30,
2023

  

As of

December 31,
2022

 
Receivables from and deposits with broker-dealers and clearing organizations        
DTCC / OCC / NSCC (1)  $7,277,000   $8,187,000 
Goldman Sachs & Co. LLC (“GSCO”)   34,000    31,000 
Pershing Capital   
—
    96,000 
National Financial Services, LLC (“NFS”)   1,988,000    2,006,000 
Securities fail-to-deliver   469,000    3,000 
Globalshares   76,000    82,000 
Total Receivables from and deposits with broker-dealers and clearing organizations  $9,844,000   $10,405,000 
Payables to broker-dealers and clearing organizations          
Securities fail-to-receive  $2,695,000   $396,000 
Payables to broker-dealers   751,000    264,000 
Total Payables to broker-dealers and clearing organizations  $3,446,000   $660,000 
(1)Depository Trust & Clearing Corporation is referred to as (“DTCC”), Options Clearing Corporation is referred to as (“OCC”), and National Securities Clearing Corporation is referred to as (“NSCC”).