0001213900-23-052586.txt : 20230628
0001213900-23-052586.hdr.sgml : 20230628
20230628210003
ACCESSION NUMBER: 0001213900-23-052586
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230622
FILED AS OF DATE: 20230628
DATE AS OF CHANGE: 20230628
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gebbia Richard
CENTRAL INDEX KEY: 0001727711
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05703
FILM NUMBER: 231053973
MAIL ADDRESS:
STREET 1: C/O GUSRAE KAPLAN NUSBAUM PLLC
STREET 2: 120 WALL STREET, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP
CENTRAL INDEX KEY: 0000065596
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 111796714
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 120 WALL STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-644-2400
MAIL ADDRESS:
STREET 1: 120 WALL STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: MICHAELS J INC
DATE OF NAME CHANGE: 19950221
4
1
ownership.xml
X0407
4
2023-06-22
0
0000065596
SIEBERT FINANCIAL CORP
SIEB
0001727711
Gebbia Richard
C/O SIEBERT FINANCIAL CORP.
535 FIFTH AVENUE, 4TH FLOOR
NEW YORK
NY
10017
0
0
0
1
Member of 10% owner group
0
Common Stock, $0.01 par value per share
2023-06-22
2023-06-22
4
J
0
100000
2.44
A
463535
D
Common Stock, $0.01 par value per share
2023-06-22
2023-06-22
4
J
0
100000
2.44
D
2589592
I
See Footnote
Common Stock, $0.01 par value per share
2023-06-22
2023-06-22
4
J
0
0
0
D
16996323
I
Control Group
The Reporting Person received 100,000 shares from the Reporting Person's spouse, Kimberly Gebbia.
2,689,592 shares of Issuer common stock were owned by the spouse of the Reporting Person and was included in the Reporting Person's total indirect beneficial ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
The Reporting Person is part of a control group consisting of family members of the Reporting Person. The transactions listed above did not change the number of shares in the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
/s/ Richard Gebbia
2023-06-28