0001213900-23-052586.txt : 20230628 0001213900-23-052586.hdr.sgml : 20230628 20230628210003 ACCESSION NUMBER: 0001213900-23-052586 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230622 FILED AS OF DATE: 20230628 DATE AS OF CHANGE: 20230628 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gebbia Richard CENTRAL INDEX KEY: 0001727711 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05703 FILM NUMBER: 231053973 MAIL ADDRESS: STREET 1: C/O GUSRAE KAPLAN NUSBAUM PLLC STREET 2: 120 WALL STREET, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP CENTRAL INDEX KEY: 0000065596 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 111796714 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-644-2400 MAIL ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: MICHAELS J INC DATE OF NAME CHANGE: 19950221 4 1 ownership.xml X0407 4 2023-06-22 0 0000065596 SIEBERT FINANCIAL CORP SIEB 0001727711 Gebbia Richard C/O SIEBERT FINANCIAL CORP. 535 FIFTH AVENUE, 4TH FLOOR NEW YORK NY 10017 0 0 0 1 Member of 10% owner group 0 Common Stock, $0.01 par value per share 2023-06-22 2023-06-22 4 J 0 100000 2.44 A 463535 D Common Stock, $0.01 par value per share 2023-06-22 2023-06-22 4 J 0 100000 2.44 D 2589592 I See Footnote Common Stock, $0.01 par value per share 2023-06-22 2023-06-22 4 J 0 0 0 D 16996323 I Control Group The Reporting Person received 100,000 shares from the Reporting Person's spouse, Kimberly Gebbia. 2,689,592 shares of Issuer common stock were owned by the spouse of the Reporting Person and was included in the Reporting Person's total indirect beneficial ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. The Reporting Person is part of a control group consisting of family members of the Reporting Person. The transactions listed above did not change the number of shares in the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. /s/ Richard Gebbia 2023-06-28