Receivables From, Payables To, and Deposits With Broker-Dealers and Clearing Organizations (Tables)

3 Months Ended

Mar. 31, 2023

Receivables From, Payables To, and Deposits With Broker-Dealers and Clearing Organizations [Abstract]

Schedule of amounts receivable from, payables to, and deposits with broker-dealers and clearing organizations

	As of March 31, 2023		As of December 31, 2022
Receivables from and deposits with broker-dealers and clearing organizations
DTCC / OCC / NSCC (1)	$	9,221,000	$	8,187,000
Goldman Sachs & Co. LLC (“GSCO”)		30,000		31,000
Pershing Capital		—		96,000
National Financial Services, LLC (“NFS”)		2,050,000		2,006,000
Securities fail-to-deliver		115,000		3,000
Globalshares		112,000		82,000
Total Receivables from and deposits with broker-dealers and clearing organizations	$	11,528,000	$	10,405,000
Payables to broker-dealers and clearing organizations
Securities fail-to-receive	$	229,000	$	396,000
Payables to broker-dealers		3,415,000		264,000
Total Payables to broker-dealers and clearing organizations	$	3,644,000	$	660,000

⁽¹⁾ Depository Trust & Clearing Corporation is referred to as (“DTCC”), Options Clearing Corporation is referred to as (“OCC”), and National Securities Clearing Corporation is referred to as (“NSCC”).