<SEC-DOCUMENT>0001213900-23-035993-index.html : 20230503 <SEC-HEADER>0001213900-23-035993.hdr.sgml : 20230503 <ACCEPTANCE-DATETIME>20230503162150 ACCESSION NUMBER: 0001213900-23-035993 CONFORMED SUBMISSION TYPE: DEFA14A PUBLIC DOCUMENT COUNT: 13 FILED AS OF DATE: 20230503 DATE AS OF CHANGE: 20230503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP CENTRAL INDEX KEY: 0000065596 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 111796714 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 000-05703 FILM NUMBER: 23884352 BUSINESS ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-644-2400 MAIL ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: MICHAELS J INC DATE OF NAME CHANGE: 19950221 </SEC-HEADER> <DOCUMENT> <TYPE>DEFA14A <SEQUENCE>1 <FILENAME>ea177556-8k_siebert.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: ea177556-8k_siebert.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.28 <SEQUENCE>2 <FILENAME>ea177556ex10-28_siebert.htm <DESCRIPTION>FIRST TRANCHE STOCK PURCHASE AGREEMENT <TEXT> Document 2 - file: ea177556ex10-28_siebert.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.29 <SEQUENCE>3 <FILENAME>ea177556ex10-29_siebert.htm <DESCRIPTION>SECOND TRANCHE STOCK PURCHASE AGREEMENT <TEXT> Document 3 - file: ea177556ex10-29_siebert.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.30 <SEQUENCE>4 <FILENAME>ea177556ex10-30_siebert.htm <DESCRIPTION>FOREIGN BROKER-DEALER FEE SHARING AGREEMENT <TEXT> Document 4 - file: ea177556ex10-30_siebert.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.31 <SEQUENCE>5 <FILENAME>ea177556ex10-31_siebert.htm <DESCRIPTION>SUPPORT AND RESTRICTIVE COVENANT AGREEMENT <TEXT> Document 5 - file: ea177556ex10-31_siebert.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.32 <SEQUENCE>6 <FILENAME>ea177556ex10-32_siebert.htm <DESCRIPTION>SUPPORT AND RESTRICTIVE COVENANT AGREEMENT <TEXT> Document 6 - file: ea177556ex10-32_siebert.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.33 <SEQUENCE>7 <FILENAME>ea177556ex10-33_siebert.htm <DESCRIPTION>SUPPORT AND RESTRICTIVE COVENANT AGREEMENT <TEXT> Document 7 - file: ea177556ex10-33_siebert.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.34 <SEQUENCE>8 <FILENAME>ea177556ex10-34_siebert.htm <DESCRIPTION>SUPPORT AND RESTRICTIVE COVENANT AGREEMENT <TEXT> Document 8 - file: ea177556ex10-34_siebert.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.35 <SEQUENCE>9 <FILENAME>ea177556ex10-35_siebert.htm <DESCRIPTION>SUPPORT AND RESTRICTIVE COVENANT AGREEMENT <TEXT> Document 9 - file: ea177556ex10-35_siebert.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.36 <SEQUENCE>10 <FILENAME>ea177556ex10-36_siebert.htm <DESCRIPTION>SUPPORT AND RESTRICTIVE COVENANT AGREEMENT <TEXT> Document 10 - file: ea177556ex10-36_siebert.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.37 <SEQUENCE>11 <FILENAME>ea177556ex10-37_siebert.htm <DESCRIPTION>SUPPORT AND RESTRICTIVE COVENANT AGREEMENT <TEXT> Document 11 - file: ea177556ex10-37_siebert.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.38 <SEQUENCE>12 <FILENAME>ea177556ex10-38_siebert.htm <DESCRIPTION>STOCKHOLDERS' AGREEMENT <TEXT> Document 12 - file: ea177556ex10-38_siebert.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.39 <SEQUENCE>13 <FILENAME>ea177556ex10-39_siebert.htm <DESCRIPTION>REGISTRATION RIGHTS AND LOCK-UP AGREEMENT <TEXT> Document 13 - file: ea177556ex10-39_siebert.htm
</DOCUMENT> </SEC-DOCUMENT>