0001213900-22-081450.txt : 20221220 0001213900-22-081450.hdr.sgml : 20221220 20221220171022 ACCESSION NUMBER: 0001213900-22-081450 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221216 FILED AS OF DATE: 20221220 DATE AS OF CHANGE: 20221220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZABATTA CHARLES CENTRAL INDEX KEY: 0001157617 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05703 FILM NUMBER: 221475699 MAIL ADDRESS: STREET 1: C/O GUSRAE KAPLAN NUSBAUM PLLC STREET 2: 120 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP CENTRAL INDEX KEY: 0000065596 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 111796714 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-644-2400 MAIL ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: MICHAELS J INC DATE OF NAME CHANGE: 19950221 4 1 ownership.xml X0306 4 2022-12-16 0 0000065596 SIEBERT FINANCIAL CORP SIEB 0001157617 ZABATTA CHARLES C/O SIEBERT FINANCIAL CORP. 535 FIFTH AVENUE, 4TH FLOOR NEW YORK NY 10017 1 0 0 0 Common Stock, $0.01 par value per share 100000 D Common Stock, $0.01 par value per share 2022-12-16 2022-12-16 5 G 0 E 8000 0 D 500439 I See Footnote The Reporting Person directly owns 100,000 shares of Issuer common stock. The wife of the Reporting Person gifted 8,000 shares of Issuer common stock to family members of the Reporting Person. The wife of the Reporting Person is included in the Reporting Person's indirect beneficial ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. /s/ Charles Zabatta 2022-12-20