0001213900-22-081450.txt : 20221220
0001213900-22-081450.hdr.sgml : 20221220
20221220171022
ACCESSION NUMBER: 0001213900-22-081450
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221216
FILED AS OF DATE: 20221220
DATE AS OF CHANGE: 20221220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ZABATTA CHARLES
CENTRAL INDEX KEY: 0001157617
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05703
FILM NUMBER: 221475699
MAIL ADDRESS:
STREET 1: C/O GUSRAE KAPLAN NUSBAUM PLLC
STREET 2: 120 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP
CENTRAL INDEX KEY: 0000065596
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 111796714
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 120 WALL STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-644-2400
MAIL ADDRESS:
STREET 1: 120 WALL STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: MICHAELS J INC
DATE OF NAME CHANGE: 19950221
4
1
ownership.xml
X0306
4
2022-12-16
0
0000065596
SIEBERT FINANCIAL CORP
SIEB
0001157617
ZABATTA CHARLES
C/O SIEBERT FINANCIAL CORP.
535 FIFTH AVENUE, 4TH FLOOR
NEW YORK
NY
10017
1
0
0
0
Common Stock, $0.01 par value per share
100000
D
Common Stock, $0.01 par value per share
2022-12-16
2022-12-16
5
G
0
E
8000
0
D
500439
I
See Footnote
The Reporting Person directly owns 100,000 shares of Issuer common stock.
The wife of the Reporting Person gifted 8,000 shares of Issuer common stock to family members of the Reporting Person. The wife of the Reporting Person is included in the Reporting Person's indirect beneficial ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
/s/ Charles Zabatta
2022-12-20