0001213900-22-076427.txt : 20221130
0001213900-22-076427.hdr.sgml : 20221130
20221130164718
ACCESSION NUMBER: 0001213900-22-076427
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211116
FILED AS OF DATE: 20221130
DATE AS OF CHANGE: 20221130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DiBartolo Cynthia
CENTRAL INDEX KEY: 0001956321
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05703
FILM NUMBER: 221436097
MAIL ADDRESS:
STREET 1: 535 FIFTH AVENUE, 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP
CENTRAL INDEX KEY: 0000065596
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 111796714
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 120 WALL STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-644-2400
MAIL ADDRESS:
STREET 1: 120 WALL STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: MICHAELS J INC
DATE OF NAME CHANGE: 19950221
3
1
ownership.xml
X0206
3
2021-11-16
0
0000065596
SIEBERT FINANCIAL CORP
SIEB
0001956321
DiBartolo Cynthia
C/O SIEBERT FINANCIAL CORP.
535 FIFTH AVENUE, 4TH FLOOR
NEW YORK
NY
10017
0
0
0
1
See footnote
Common Stock, $0.01 par value per share
1218760
D
The Reporting Person may be deemed to be the direct beneficial owner of 1,218,760 shares of Issuer common stock. The Company issued 1,449,525 shares of Issuer common stock to Tigress Holdings, LLC ("Tigress") on November 16, 2021 and thereafter Tigress distributed 1,218,760 shares of Issuer common stock to the Reporting Person. The Reporting Person is the manager of Tigress. The Reporting Person resigned as a Director of the Company and her positions with its affiliates on October 18, 2022. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
/s/ Cynthia DiBartolo
2022-11-30