0001213900-22-076427.txt : 20221130 0001213900-22-076427.hdr.sgml : 20221130 20221130164718 ACCESSION NUMBER: 0001213900-22-076427 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211116 FILED AS OF DATE: 20221130 DATE AS OF CHANGE: 20221130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DiBartolo Cynthia CENTRAL INDEX KEY: 0001956321 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05703 FILM NUMBER: 221436097 MAIL ADDRESS: STREET 1: 535 FIFTH AVENUE, 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP CENTRAL INDEX KEY: 0000065596 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 111796714 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-644-2400 MAIL ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: MICHAELS J INC DATE OF NAME CHANGE: 19950221 3 1 ownership.xml X0206 3 2021-11-16 0 0000065596 SIEBERT FINANCIAL CORP SIEB 0001956321 DiBartolo Cynthia C/O SIEBERT FINANCIAL CORP. 535 FIFTH AVENUE, 4TH FLOOR NEW YORK NY 10017 0 0 0 1 See footnote Common Stock, $0.01 par value per share 1218760 D The Reporting Person may be deemed to be the direct beneficial owner of 1,218,760 shares of Issuer common stock. The Company issued 1,449,525 shares of Issuer common stock to Tigress Holdings, LLC ("Tigress") on November 16, 2021 and thereafter Tigress distributed 1,218,760 shares of Issuer common stock to the Reporting Person. The Reporting Person is the manager of Tigress. The Reporting Person resigned as a Director of the Company and her positions with its affiliates on October 18, 2022. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. /s/ Cynthia DiBartolo 2022-11-30