Receivables From, Payables To, and Deposits With Broker-Dealers and Clearing Organizations (Tables)

3 Months Ended

Mar. 31, 2022

Due to and from Broker-Dealers and Clearing Organizations [Abstract]

Schedule of Amounts receivable from / payable to clearing brokers dealers, related parties and other organization

Amounts receivable from, payables to, and deposits with broker-dealers and clearing organizations consisted of the following as of the periods indicated:

	As of March 31, 2022		As of December 31, 2021
Receivables from and deposits with broker-dealers and clearing organizations
DTCC / OCC / NSCC ⁽¹⁾	$	15,974,000	$	10,968,000
Goldman Sachs & Co. LLC ("GSCO")		267,000		335,000
Pershing Capital		1,191,000		1,193,000
National Financial Services, LLC (“NFS”)		1,113,000		974,000
Securities fail-to-deliver		89,000		174,000
Globalshares		32,000		55,000
Other receivables		4,000		27,000
Total Receivables from and deposits with broker-dealers and clearing organizations	$	18,670,000	$	13,726,000

Payables to broker-dealers and clearing organizations
Securities fail-to-receive	$	447,000	$	254,000
Payables to broker-dealers		354,000		—
Total Payables to broker-dealers and clearing organizations	$	801,000	$	254,000

⁽¹⁾ Depository Trust & Clearing Corporation is referred to as (“DTCC”), Options Clearing Corporation is referred to as (“OCC”), and National Securities Clearing Corporation is referred to as (“NSCC”).