CUSIP No. 826176 10 9
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13G
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Page 2 of 5 Pages
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1.
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Andrew McDonald |
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions) (a) ☐ (b) ☐ |
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
USA |
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
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5.
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SOLE VOTING POWER
1,573,676 |
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6.
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SHARED VOTING POWER
0 |
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7.
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SOLE DISPOSITIVE POWER
1,573,676 |
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8.
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SHARED DISPOSITIVE POWER
0 |
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,573,676 |
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10.
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions) ☐ |
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5%* |
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12.
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TYPE OF REPORTING PERSON (see instructions)
IN |
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CUSIP No. 826176 10 9
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13G
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Page 3 of 5 Pages
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(a)
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Name of Issuer
Siebert Financial Corp., a New York corporation (the “Issuer”) |
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(b)
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Address of Issuer’s Principal Executive Offices
120 Wall Street, New York, NY 10005. |
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(a)
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Name of Person Filing
This Schedule 13G is filed by Andrew McDonald (the “Reporting Person”). |
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(b)
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Address of the Principal Office or, if none, residence
c/o Muriel Siebert & Co., Inc.
9464 Wilshire Blvd.
Beverly Hills, CA 90212.
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(c)
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Citizenship:
The Reporting Person is a US Citizen.
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(d)
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Title of Class of Securities
Common Stock, par value $.01
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(e)
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CUSIP Number
826176 10 9
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(a)
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☐
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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☐
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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☐
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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☐
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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☐
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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☐
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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☐
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A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
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(h)
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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☐
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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☐
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Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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Amount beneficially owned:
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Percent of class: 5%
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Number of shares as to which such person has:
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(i)
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Sole power to vote or to direct the vote: 1,573,676
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(ii)
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Shared power to vote or to direct the vote: 0
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(iii)
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Sole power to dispose or to direct the disposition of: 1,573,676
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(iv)
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Shared power to dispose or to direct the disposition of: 0
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CUSIP No. 826176 10 9
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13G
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Page 5 of 5 Pages
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/s/ Andrew McDonald |
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Andrew McDonald |