0001157523-21-000425.txt : 20210405
0001157523-21-000425.hdr.sgml : 20210405
20210405192926
ACCESSION NUMBER: 0001157523-21-000425
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210401
FILED AS OF DATE: 20210405
DATE AS OF CHANGE: 20210405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gebbia Gloria E
CENTRAL INDEX KEY: 0001692471
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05703
FILM NUMBER: 21807485
MAIL ADDRESS:
STREET 1: C/O GUSRAE KAPLAN NUSBAUM PLLC
STREET 2: 120 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP
CENTRAL INDEX KEY: 0000065596
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 111796714
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 120 WALL STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-644-2400
MAIL ADDRESS:
STREET 1: 120 WALL STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: MICHAELS J INC
DATE OF NAME CHANGE: 19950221
4
1
form4.xml
SIEBERT FINANCIAL CORP. FORM 4 GLORIA GEBBIA
X0306
4
2021-04-01
0000065596
SIEBERT FINANCIAL CORP
SIEB
0001692471
Gebbia Gloria E
C/O SIEBERT FINANCIAL CORP.
120 WALL STREET
NEW YORK
NY
10005
true
true
true
MEMBER OF 10% OWNER GROUP
Common Stock, $0.01 par value per share
2021-04-01
2021-04-01
4
J
0
794318
A
10744054
D
Common Stock, $0.01 par value per share
2021-04-01
2021-04-01
4
J
0
701003
A
5661202
I
By family
Common Stock, $0.01 par value per share
2021-04-01
2021-04-01
4
J
0
3177283
D
0
I
By KCA
The Reporting Person received 794,318 shares of Issuer common stock from a distribution from Kennedy Cabot Acquisition, LLC ("KCA").
Certain family members of the Reporting Person received 701,003 shares of Issuer common stock from a distribution from KCA. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
The Reporting Person is the Managing Member of KCA and effective April 1, 2021, KCA completed a distribution to its members, pro-rata without consideration, of 3,177,283 shares of Issuer common stock.
/s/ Gloria E. Gebbia
2021-04-05