0001157523-21-000421.txt : 20210405 0001157523-21-000421.hdr.sgml : 20210405 20210405191231 ACCESSION NUMBER: 0001157523-21-000421 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210401 FILED AS OF DATE: 20210405 DATE AS OF CHANGE: 20210405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gebbia John M. CENTRAL INDEX KEY: 0001727425 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05703 FILM NUMBER: 21807416 MAIL ADDRESS: STREET 1: C/O GUSRAE KAPLAN NUSBAUM PLLC STREET 2: 120 WALL STREET, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP CENTRAL INDEX KEY: 0000065596 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 111796714 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-644-2400 MAIL ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: MICHAELS J INC DATE OF NAME CHANGE: 19950221 4 1 form4.xml SIEBERT FINANCIAL CORP. FORM 4 - JOHN M. GEBBIA X0306 4 2021-04-01 0000065596 SIEBERT FINANCIAL CORP SIEB 0001727425 Gebbia John M. C/O SIEBERT FINANCIAL CORP. 120 WALL STREET NEW YORK NY 10005 true MEMBER OF 10% OWNER GROUP Common Stock, $0.01 par value per share 2021-04-01 2021-04-01 4 J 0 222410 A 2049091 D Common Stock, $0.01 par value per share 38000 I See footnote The Reporting Person received 222,410 shares of Issuer common stock from a distribution from Kennedy Cabot Acquisition, LLC. Various family members included in the Reporting Person's indirect ownership own 38,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. /s/ John M. Gebbia 2021-04-05