CONDENSED CONSOLIDATED STATEMENTS OF FINANCIAL CONDITION (unaudited) - USD ($)		Sep. 30, 2020	Dec. 31, 2019
Current assets
Cash and cash equivalents		$ 4,536,000	$ 4,670,000	[1]
Cash and securities segregated for regulatory purposes		263,980,000	224,924,000	[1]
Receivables from customers		91,842,000	86,331,000	[1]
Receivables from broker-dealers and clearing organizations		3,312,000	3,524,000	[1]
Other receivables		873,000	762,000	[1]
Prepaid expenses and other assets		1,444,000	970,000	[1]
Securities borrowed		283,757,000	193,529,000	[1]
Securities owned, at fair value		3,480,000	3,018,000	[1]
Total Current assets		653,224,000	517,728,000	[1]
Deposits with broker-dealers and clearing organizations		5,094,000	4,951,000	[1]
Prepaid service contract - non-current		1,890,000		[1]
Furniture, equipment and leasehold improvements, net		850,000	1,150,000	[1]
Software, net		1,503,000	1,888,000	[1]
Lease right-of-use assets		2,813,000	3,951,000	[1]
Deferred tax assets		5,239,000	5,388,000	[1]
Intangible assets, net		850,000	1,022,000	[1]
Goodwill		1,989,000	1,989,000	[1]
Total Assets		673,452,000	538,067,000	[1]
Current liabilities
Payables to customers		342,156,000	308,091,000	[1]
Payables to non-customers		9,346,000	8,063,000	[1]
Drafts payable		1,635,000	2,834,000	[1]
Payables to broker-dealers and clearing organizations		356,000	523,000	[1]
Accounts payable and accrued liabilities		2,754,000	2,443,000	[1]
Securities loaned		266,777,000	170,443,000	[1]
Securities sold, not yet purchased, at fair value		25,000	116,000	[1]
Interest payable			10,000	[1]
Current portion of notes payable - related party		3,000,000	8,000,000	[1]
Current portion of lease liabilities		1,633,000	2,227,000	[1]
Current portion of long-term debt		997,000		[1]
Total Current liabilities		628,679,000	502,750,000	[1]
Lease liabilities, less current portion		1,548,000	2,182,000	[1]
Notes payable - related party, less current portion		3,000,000		[1]
Long-term debt, less current portion		3,907,000		[1]
Total Liabilities		637,134,000	504,932,000	[1]
Commitments and Contingencies
Stockholders' equity
Common stock, $.01 par value; 100 million shares authorized; 30,653,710 and 30,459,804 shares issued and outstanding as of September 30, 2020 and December 31, 2019, respectively	[2]	306,000	304,000	[1]
Additional paid-in capital		21,022,000	19,897,000	[1]
Retained earnings		14,990,000	12,934,000	[1]
Total Stockholders' equity		36,318,000	33,135,000	[1]
Total Liabilities and stockholders' equity		$ 673,452,000	$ 538,067,000	[1]

[1] Statement of financial condition as of December 31, 2019 represents the pro forma combination of Siebert and StockCross balances. See "Note 3 - Acquisitions" for additional detail.

[2] Shares outstanding as of December 31, 2019 represents the combined total of the Company's shares outstanding and the shares issued for the Company's acquisition of StockCross. See "Note 1 - Organization and Basis of Presentation" for additional detail.