0001157523-20-000930.txt : 20200624 0001157523-20-000930.hdr.sgml : 20200624 20200624150016 ACCESSION NUMBER: 0001157523-20-000930 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200622 FILED AS OF DATE: 20200624 DATE AS OF CHANGE: 20200624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gebbia David CENTRAL INDEX KEY: 0001737859 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05703 FILM NUMBER: 20985224 MAIL ADDRESS: STREET 1: C/O GUSRAE KAPLAN NUSBAUM PLLC STREET 2: 120 WALL STREET, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP CENTRAL INDEX KEY: 0000065596 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 111796714 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-644-2400 MAIL ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: MICHAELS J INC DATE OF NAME CHANGE: 19950221 4 1 form4.xml FORM 4 X0306 4 2020-06-22 true 0000065596 SIEBERT FINANCIAL CORP SIEB 0001737859 Gebbia David C/O SIEBERT FINANCIAL CORP. 120 WALL STREET NEW YORK NY 10005 true FORMER MEMBER 10% OWNER GROUP Common Stock, $0.01 par value per share 1035281 D Common Stock, $0.01 par value per share 35800 I See Footnote Reflects number of shares of Issuer common stock directly owned as of June 22, 2020. Reflects number of shares of Issuer common stock owned as of June 22, 2020 by various family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. The Reporting Person is filing this Form 4 to report the termination of the Reporting Person's membership in a 10% ownership group under Section 13(d)(3) of the Exchange Act on June 22, 2020. /s/ David Gebbia 2020-06-24