0001157523-20-000846.txt : 20200602
0001157523-20-000846.hdr.sgml : 20200602
20200602141616
ACCESSION NUMBER: 0001157523-20-000846
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200601
FILED AS OF DATE: 20200602
DATE AS OF CHANGE: 20200602
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gebbia John J
CENTRAL INDEX KEY: 0001813372
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05703
FILM NUMBER: 20936568
MAIL ADDRESS:
STREET 1: 120 WALL STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP
CENTRAL INDEX KEY: 0000065596
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 111796714
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 120 WALL STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-644-2400
MAIL ADDRESS:
STREET 1: 120 WALL STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: MICHAELS J INC
DATE OF NAME CHANGE: 19950221
3
1
form3.xml
X0206
3
2020-06-01
0
0000065596
SIEBERT FINANCIAL CORP
SIEB
0001813372
Gebbia John J
C/O SIEBERT FINANCIAL CORP.
120 WALL STREET
NEW YORK
NY
10005
true
Common Stock, $0.01 par value per share
10031236
I
By wife
Common Stock, $0.01 par value per share
6013280
I
By family
Common Stock, $0.01 par value per share
3177283
I
By KCA
The Reporting Person may be deemed to be the indirect beneficial owner of 10,031,326 shares of Issuer common stock that is directly owned by the Reporting Person's wife, Gloria E. Gebbia. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
The Reporting Person may be deemed to be the indirect beneficial owner of 6,013,280 shares of Issuer common stock that is directly owned by family trusts and certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
The Reporting Person may be deemed to be the indirect beneficial owner of 3,177,283 shares of Issuer common stock that is directly owned by Kennedy Cabot Acquisition, LLC ("KCA"). Gloria E. Gebbia, the Reporting Person's wife, is the Managing Member of KCA. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
/s/ John J Gebbia
2020-06-02