0001157523-20-000846.txt : 20200602 0001157523-20-000846.hdr.sgml : 20200602 20200602141616 ACCESSION NUMBER: 0001157523-20-000846 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200601 FILED AS OF DATE: 20200602 DATE AS OF CHANGE: 20200602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gebbia John J CENTRAL INDEX KEY: 0001813372 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05703 FILM NUMBER: 20936568 MAIL ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP CENTRAL INDEX KEY: 0000065596 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 111796714 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-644-2400 MAIL ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: MICHAELS J INC DATE OF NAME CHANGE: 19950221 3 1 form3.xml X0206 3 2020-06-01 0 0000065596 SIEBERT FINANCIAL CORP SIEB 0001813372 Gebbia John J C/O SIEBERT FINANCIAL CORP. 120 WALL STREET NEW YORK NY 10005 true Common Stock, $0.01 par value per share 10031236 I By wife Common Stock, $0.01 par value per share 6013280 I By family Common Stock, $0.01 par value per share 3177283 I By KCA The Reporting Person may be deemed to be the indirect beneficial owner of 10,031,326 shares of Issuer common stock that is directly owned by the Reporting Person's wife, Gloria E. Gebbia. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. The Reporting Person may be deemed to be the indirect beneficial owner of 6,013,280 shares of Issuer common stock that is directly owned by family trusts and certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. The Reporting Person may be deemed to be the indirect beneficial owner of 3,177,283 shares of Issuer common stock that is directly owned by Kennedy Cabot Acquisition, LLC ("KCA"). Gloria E. Gebbia, the Reporting Person's wife, is the Managing Member of KCA. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. /s/ John J Gebbia 2020-06-02