0001157523-20-000054.txt : 20200110 0001157523-20-000054.hdr.sgml : 20200110 20200110205502 ACCESSION NUMBER: 0001157523-20-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200107 FILED AS OF DATE: 20200110 DATE AS OF CHANGE: 20200110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reich Andrew H CENTRAL INDEX KEY: 0001692715 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05703 FILM NUMBER: 20522388 MAIL ADDRESS: STREET 1: C/O GUSRAE KAPLAN NUSBAUM PLLC STREET 2: 120 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP CENTRAL INDEX KEY: 0000065596 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 111796714 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-644-2400 MAIL ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: MICHAELS J INC DATE OF NAME CHANGE: 19950221 4 1 form4.xml SIEBERT FINANCIAL CORP FORM 4 X0306 4 2020-01-07 0000065596 SIEBERT FINANCIAL CORP SIEB 0001692715 Reich Andrew H C/O SIEBERT FINANCIAL CORP. 120 WALL STREET NEW YORK NY 10005 true true EVP, COO CFO, Secretary Common Stock, $0.01 par value per share 2020-01-07 2020-01-07 5 G 0 2000 0 D 612134 D Common Stock, $0.01 par value per share 2020-01-07 2020-01-07 5 G 0 11000 0 A 16000 I See footnote The Reporting Person gifted and received shares of Issuer common stock, resulting in a net decrease of 2,000 shares of Issuer common stock to the Reporting Person's direct ownership. Various family members included in the Reporting Person's indirect ownership received 11,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. /s/ Andrew H. Reich 2020-01-10