0001157523-20-000052.txt : 20200110 0001157523-20-000052.hdr.sgml : 20200110 20200110204818 ACCESSION NUMBER: 0001157523-20-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200107 FILED AS OF DATE: 20200110 DATE AS OF CHANGE: 20200110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZABATTA CHARLES CENTRAL INDEX KEY: 0001157617 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05703 FILM NUMBER: 20522384 MAIL ADDRESS: STREET 1: C/O GUSRAE KAPLAN NUSBAUM PLLC STREET 2: 120 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP CENTRAL INDEX KEY: 0000065596 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 111796714 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-644-2400 MAIL ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: MICHAELS J INC DATE OF NAME CHANGE: 19950221 4 1 form4.xml SIEBERT FINANCIAL CORP. FORM 4 - ZABATTA X0306 4 2020-01-07 0000065596 SIEBERT FINANCIAL CORP SIEB 0001157617 ZABATTA CHARLES C/O SIEBERT FINANCIAL CORP. 120 WALL STREET NEW YORK NY 10005 true Common Stock, $0.01 par value per share 2020-01-07 2020-01-07 5 G 0 2000 0 D 378257 D The Reporting Person gifted and received shares of Issuer common stock, resulting in a net decrease of 2,000 shares of Issuer common stock to the Reporting Person's direct ownership. /s/ Charles Zabatta 2020-01-10