CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS (Unaudited) - USD ($)	3 Months Ended		9 Months Ended
	Sep. 30, 2019	Sep. 30, 2018	Sep. 30, 2019	Sep. 30, 2018
Revenue:
Margin interest, marketing and distribution fees	$ 2,944,000	$ 2,731,000	$ 8,499,000	$ 7,953,000
Commissions and fees	1,925,000	2,347,000	6,030,000	7,380,000
Principal transactions	2,041,000	2,634,000	5,479,000	7,838,000
Advisory fees	211,000	138,000	572,000	309,000
Interest	23,000	34,000	54,000	69,000
Total Revenue	7,144,000	7,884,000	20,634,000	23,549,000
Expenses:
Employee compensation and benefits	3,157,000	3,668,000	8,882,000	10,619,000
Clearing fees, including execution costs	617,000	631,000	1,849,000	2,212,000
Professional fees	439,000	477,000	1,388,000	1,572,000
Other general and administrative	589,000	501,000	1,861,000	1,360,000
Technology and communications	291,000	228,000	800,000	792,000
Rent and occupancy	380,000	248,000	995,000	737,000
Depreciation and amortization	244,000	41,000	670,000	91,000
Advertising and promotion		6,000		40,000
Total Expenses	5,717,000	5,800,000	16,445,000	17,423,000
Earnings of equity method investment in related party	30,000		84,000
Income before provision (benefit) for (from) income taxes	1,457,000	2,084,000	4,273,000	6,126,000
Provision (benefit) for (from) income taxes	353,000	(1,035,000)	1,171,000	(485,000)
Net Income	$ 1,104,000	$ 3,119,000	$ 3,102,000	$ 6,611,000
Net income per share of common stock - Basic and diluted	$ 0.04	$ 0.11	$ 0.11	$ 0.24
Weighted average shares outstanding - Basic and diluted	27,157,188	27,157,188	27,157,188	27,157,188