CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS (Unaudited) - USD ($)	3 Months Ended		6 Months Ended
	Jun. 30, 2019	Jun. 30, 2018	Jun. 30, 2019	Jun. 30, 2018
Revenue:
Margin interest, marketing and distribution fees	$ 2,783,000	$ 2,687,000	$ 5,555,000	$ 5,222,000
Commissions and fees	2,303,000	2,376,000	4,105,000	5,033,000
Principal transactions	1,766,000	2,263,000	3,438,000	5,204,000
Advisory fees	193,000	138,000	361,000	171,000
Interest	16,000	24,000	31,000	35,000
Total Revenue	7,061,000	7,488,000	13,490,000	15,665,000
Expenses:
Employee compensation and benefits	2,890,000	3,289,000	5,725,000	6,951,000
Clearing fees, including execution costs	578,000	679,000	1,232,000	1,581,000
Professional fees	447,000	487,000	949,000	1,095,000
Other general and administrative	887,000	473,000	1,272,000	859,000
Technology and communications	262,000	330,000	509,000	564,000
Rent and occupancy	320,000	247,000	615,000	489,000
Depreciation and amortization	251,000	26,000	426,000	50,000
Advertising and promotion		21,000		34,000
Total Expenses	5,635,000	5,552,000	10,728,000	11,623,000
Earnings of equity method investment in related party	15,000		54,000
Income from before provision for income tax	1,441,000	1,936,000	2,816,000	4,042,000
Provision for income tax	449,000	137,000	818,000	550,000
Net Income	$ 992,000	$ 1,799,000	$ 1,998,000	$ 3,492,000
Net income per share of common stock - Basic and diluted	$ 0.04	$ 0.07	$ 0.07	$ 0.13
Weighted average shares outstanding - Basic and diluted	27,157,188	27,157,188	27,157,188	27,157,188