0001157523-19-000013.txt : 20190102 0001157523-19-000013.hdr.sgml : 20190102 20190102144519 ACCESSION NUMBER: 0001157523-19-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181228 FILED AS OF DATE: 20190102 DATE AS OF CHANGE: 20190102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gebbia Richard CENTRAL INDEX KEY: 0001727711 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05703 FILM NUMBER: 19501235 MAIL ADDRESS: STREET 1: C/O GUSRAE KAPLAN NUSBAUM PLLC STREET 2: 120 WALL STREET, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP CENTRAL INDEX KEY: 0000065596 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 111796714 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-644-2400 MAIL ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: MICHAELS J INC DATE OF NAME CHANGE: 19950221 4 1 form4.xml SIEBERT FINANCIAL CORP. FORM 4 - RICHARD GEBBIA X0306 4 2018-12-28 0000065596 SIEBERT FINANCIAL CORP SIEB 0001727711 Gebbia Richard C/O SIEBERT FINANCIAL CORP. 120 WALL STREET NEW YORK NY 10005 true MEMBER OF 10% OWNER GROUP Common Stock, $0.01 par value per share 2608319 D Common Stock, $0.01 par value per share 2018-12-28 2018-12-28 5 G 0 4000 0 A 324000 I By family The Reporting Person no longer has a reportable beneficial interest in 162,100 shares of Issuer common stock owned by one of the Reporting Person's children, which was included in the Reporting Person's prior ownership reports, and his children received an additional 4,000 shares of Issuer common stock from Gloria E. Gebbia. The Reporting Person may be deemed to be the indirect beneficial owner of a total of 324,000 shares of Issuer common stock owned by certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. /s/ Richard Gebbia 2018-12-28