0001157523-19-000013.txt : 20190102
0001157523-19-000013.hdr.sgml : 20190102
20190102144519
ACCESSION NUMBER: 0001157523-19-000013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181228
FILED AS OF DATE: 20190102
DATE AS OF CHANGE: 20190102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gebbia Richard
CENTRAL INDEX KEY: 0001727711
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05703
FILM NUMBER: 19501235
MAIL ADDRESS:
STREET 1: C/O GUSRAE KAPLAN NUSBAUM PLLC
STREET 2: 120 WALL STREET, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP
CENTRAL INDEX KEY: 0000065596
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 111796714
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 120 WALL STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-644-2400
MAIL ADDRESS:
STREET 1: 120 WALL STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: MICHAELS J INC
DATE OF NAME CHANGE: 19950221
4
1
form4.xml
SIEBERT FINANCIAL CORP. FORM 4 - RICHARD GEBBIA
X0306
4
2018-12-28
0000065596
SIEBERT FINANCIAL CORP
SIEB
0001727711
Gebbia Richard
C/O SIEBERT FINANCIAL CORP.
120 WALL STREET
NEW YORK
NY
10005
true
MEMBER OF 10% OWNER GROUP
Common Stock, $0.01 par value per share
2608319
D
Common Stock, $0.01 par value per share
2018-12-28
2018-12-28
5
G
0
4000
0
A
324000
I
By family
The Reporting Person no longer has a reportable beneficial interest in 162,100 shares of Issuer common stock owned by one of the Reporting Person's children, which was included in the Reporting Person's prior ownership reports, and his children received an additional 4,000 shares of Issuer common stock from Gloria E. Gebbia. The Reporting Person may be deemed to be the indirect beneficial owner of a total of 324,000 shares of Issuer common stock owned by certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
/s/ Richard Gebbia
2018-12-28