Condensed Consolidated Statements of Financial Condition - USD ($)	Sep. 30, 2018	Dec. 31, 2017
ASSETS
Cash and cash equivalents	$ 7,341,000	$ 3,765,000
Receivables from brokers	2,177,000	1,396,000
Deferred tax asset	1,393,000
Receivable from related party	1,000,000	283,000
Software	678,000
Furniture, equipment and leasehold improvements, net	528,000	347,000
Prepaid expenses and other assets	376,000	234,000
Securities owned, at fair value
Total assets	13,493,000	6,025,000
Liabilities:
Income taxes payable	908,000	125,000
Accounts payable and accrued liabilities	761,000	561,000
Due to related party		127,000
Total liabilities	1,669,000	813,000
Commitments and Contingencies
Stockholders' equity:
Common stock, $.01 par value; 49,000,0000 shares authorized, 27,157,188 shares issued and outstanding as of September 30, 2018 and December 31, 2017	271,000	271,000
Additional paid-in capital	7,641,000	7,641,000
Retained earnings/(Accumulated deficit)	3,912,000	(2,700,000)
Total stockholders' equity	11,824,000	5,212,000
Total liabilities and stockholders' equity	$ 13,493,000	$ 6,025,000